Location: New York, NY
CIK: 0001599330 · Show all filings
Period: Q3 2013 (← Previous) (Next →)
Filing Date: Feb 26, 2014
Total Value: $245M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SDY | SPDR S&P DIVIDEND ETF | 1,147,602 | $79.12M | 32.3% | $68.94 | $60.30 | — | UIE | 78464A763 |
| VIG | VANGUARD DIV APPRCIATION | 368,496 | $25.65M | 10.5% | $69.61 | $62.69 | — | UIE | 921908844 |
| VYM | VANGUARD WHITEHALL FUNDSHIGH DIVIDEND YIELD | 245,582 | $14.12M | 5.8% | $57.49 | $53.03 | — | UIE | 921946406 |
| — | EATON VANCE TAX ADV DIV | 616,139 | $11.1M | 4.5% | $18.01 | $16.98 | — | CEM | 27828G107 |
| VO | VANGUARD MID CAP | 45,322 | $4.645M | 1.9% | $102.49 | $92.80 | — | UIE | 922908629 |
| SPY | S P D R S&P 500 ETF TR EXPIRING 01/22/2118 | 27,281 | $4.584M | 1.9% | $168.03 | $150.93 | — | UIE | 78462F103 |
| AAPL | APPLE INC | 9,127 | $4.351M | 1.8% | $476.72 * | $428.75 | -96.7% | COM | 037833100 |
| XOM | EXXON MOBIL CORPORATION | 40,972 | $3.525M | 1.4% | $86.03 * | $85.24 | -36.5% | COM | 30231G102 |
| PG | PROCTER & GAMBLE EXCHANGE OFFER EXP: 11/05/0 | 44,987 | $3.401M | 1.4% | $75.60 * | $66.18 | -15.0% | COM | 742718109 |
| IJK | ISHARES S&P MIDCAP 400 S&P MIDCAP 400/BARRA | 24,065 | $3.348M | 1.4% | $139.12 | $127.45 | — | UIE | 464287606 |
| CVS | C V S CAREMARK CORP | 56,539 | $3.209M | 1.3% | $56.76 * | $47.64 | -10.2% | COM | 126650100 |
| JNJ | JOHNSON & JOHNSON | 36,135 | $3.133M | 1.3% | $86.70 * | $69.35 | -8.4% | COM | 478160104 |
| IBM | INTL BUSINESS MACHINES | 14,410 | $2.668M | 1.1% | $185.15 * | $169.71 | -34.3% | COM | 459200101 |
| — | EXAMWORKS GROUP INC PENDG ENLISTMT BEST EFFO | 100,661 | $2.616M | 1.1% | $25.99 | $16.94 | — | COM | 30066A105 |
| — | GENERAL ELECTRIC COMPANY | 98,287 | $2.348M | 1.0% | $23.89 | $21.79 | — | COM | 369604103 |
| — | GOOGLE INC ** PENDING ENLISTMENT **-- BEST EFFO | 2,646 | $2.318M | 0.9% | $876.04 | $736.82 | — | COM | 38259P508 |
| — | IAC/INTERACTIVE CORP NEW | 40,118 | $2.193M | 0.9% | $54.66 | $48.67 | — | COM | 44919P508 |
| — | CELGENE CORP | 13,015 | $2.006M | 0.8% | $154.13 | $89.29 | — | COM | 151020104 |
| DVY | ISHARES TRUST DOW JONES DOW JONES SELECT DIVIDND | 27,536 | $1.827M | 0.7% | $66.35 | $58.61 | — | UIE | 464287168 |
| DWX | SPDR S & P INTL DIVIDEND | 36,917 | $1.722M | 0.7% | $46.65 | $48.16 | — | UIE | 78463X772 |
| MS | MORGAN STANLEY | 62,158 | $1.675M | 0.7% | $26.95 * | $19.11 | +2.8% | COM | 617446448 |
| VTI | VANGUARD TOTAL STOCK MKTSTK MKT VIPERS | 17,496 | $1.534M | 0.6% | $87.68 | $78.97 | — | UIE | 922908769 |
| — | INGERSOLL RAND CL A NEWFIRELAND | 21,851 | $1.419M | 0.6% | $64.94 | $47.96 | — | FGO | G47791101 |
| BRK/B | BERKSHIRE HATHAWAY B NEWCLASS B | 11,872 | $1.348M | 0.6% | $113.54 | $92.44 | +24.8% | COM | 084670702 |
| CSCO | CISCO SYSTEMS INC | 57,397 | $1.345M | 0.5% | $23.43 * | $19.16 | -11.6% | COM | 17275R102 |
| T | A T & T INC NEW | 36,710 | $1.242M | 0.5% | $33.83 * | $30.62 | -64.2% | COM | 00206R102 |
| ROST | ROSS STORES INC | 16,548 | $1.205M | 0.5% | $72.82 * | $54.07 | -44.1% | COM | 778296103 |
| CVX | CHEVRON CORPORATION | 9,697 | $1.178M | 0.5% | $121.48 * | $102.93 | -29.0% | COM | 166764100 |
| DIS | DISNEY WALT CO | 17,566 | $1.133M | 0.5% | $64.50 * | $49.99 | +13.9% | COM | 254687106 |
| INTC | INTEL CORP | 48,747 | $1.117M | 0.5% | $22.91 * | $20.48 | -17.5% | COM | 458140100 |
| MSFT | MICROSOFT CORP DUTCH TENDER OFFER EXP: 08/17/2 | 32,469 | $1.081M | 0.4% | $33.29 * | $26.13 | +3.3% | COM | 594918104 |
| JPM | JPMORGAN CHASE & CO | 20,720 | $1.071M | 0.4% | $51.69 * | $43.24 | -10.9% | COM | 46625H100 |
| — | VITAMIN SHOPPE INC ** PENDING ENLISTMENT **-- BEST EFFO | 23,000 | $1.006M | 0.4% | $43.74 | $52.22 | — | COM | 92849E101 |
| — | FEDERAL RLTY INVT TR SBIREIT | 9,385 | $952K | 0.4% | $101.44 | $101.44 | — | RET | 313747206 |
| PEP | PEPSICO INCORPORATED | 11,889 | $945K | 0.4% | $79.49 * | $66.65 | -14.8% | COM | 713448108 |
| REGN | REGENERON PHARMS INC | 3,000 | $939K | 0.4% | $313.00 * | $231.58 | +13.0% | COM | 75886F107 |
| KO | COCA COLA COMPANY | 24,371 | $923K | 0.4% | $37.87 * | $34.21 | -21.7% | COM | 191216100 |
| VZ | VERIZON COMMUNICATIONS | 18,328 | $855K | 0.3% | $46.65 * | $39.22 | -33.4% | COM | 92343V104 |
| — | BED BATH & BEYOND | 10,850 | $839K | 0.3% | $77.33 | $56.60 | — | COM | 075896100 |
| IDV | ISHARES TR LEHMAN BD FD DOW JONES EPAC SELECT DIVIDEND IND | 21,246 | $770K | 0.3% | $36.24 | $33.28 | — | UIE | 464288448 |
| AXP | AMERICAN EXPRESS COMPANY | 10,148 | $766K | 0.3% | $75.48 * | $57.08 | +10.8% | COM | 025816109 |
| PFE | PFIZER INCORPORATED ODDLOT OFFER EXP: 08/05/0 | 26,587 | $764K | 0.3% | $28.74 * | $22.22 | -26.4% | COM | 717081103 |
| DEO | DIAGEO PLC NEW ADR FSPON ADR 1 ADR REPS 4 | 5,887 | $748K | 0.3% | $127.06 | $116.65 | — | ADR | 25243Q205 |
| MO | ALTRIA GROUP INC | 21,634 | $743K | 0.3% | $34.34 * | $27.18 | -40.5% | COM | 02209S103 |
| CL | COLGATE-PALMOLIVE CO | 12,150 | $720K | 0.3% | $59.26 * | $70.03 | -36.4% | COM | 194162103 |
| AGO | ASSURED GUARANTY LTD F** PENDING ENLISTMENT **-- BEST EFFO | 38,173 | $716K | 0.3% | $18.76 * | $14.22 | +20.0% | FGO | G0585R106 |
| GS | GOLDMAN SACHS GROUP INC | 4,318 | $683K | 0.3% | $158.18 * | $126.68 | +0.4% | COM | 38141G104 |
| PM | PHILIP MORRIS INTL INC | 7,806 | $676K | 0.3% | $86.60 * | $72.00 | -34.2% | COM | 718172109 |
| HD | HOME DEPOT INC TENDER OFFER EXP: 08/16/0 | 8,770 | $665K | 0.3% | $75.83 * | $60.63 | -4.6% | COM | 437076102 |
| MRK | MERCK & CO INC NEW | 12,914 | $615K | 0.3% | $47.62 * | $36.87 | -16.0% | COM | 58933Y105 |
| MCD | MC DONALDS CORP EXCHANGE OFFER EXP: 10/05/2 | 5,827 | $561K | 0.2% | $96.28 * | $81.87 | -13.8% | COM | 580135101 |
| WFC | WELLS FARGO & CO NEW | 13,521 | $559K | 0.2% | $41.34 * | $32.69 | -7.6% | COM | 949746101 |
| SCHW | THE CHARLES SCHWAB CORP | 23,000 | $486K | 0.2% | $21.13 * | $14.93 | +25.8% | COM | 808513105 |
| META | FACEBOOK INC CLASS A PENDG ENLISTMT BEST EFFO | 9,291 | $467K | 0.2% | $50.26 * | $28.67 | +28.9% | COM | 30303M102 |
| BMY | BRISTOL-MYERS SQUIBB CO ODDLOT TENDER OFFER | 10,057 | $465K | 0.2% | $46.24 * | $30.14 | -3.1% | COM | 110122108 |
| BK | BANK OF NY MELLON CP NEW | 15,241 | $460K | 0.2% | $30.18 * | $25.72 | -11.4% | COM | 064058100 |
| — | GNC HOLDINGS INC PENDG ENLISTMT BEST EFFO | 8,045 | $439K | 0.2% | $54.57 | $33.28 | — | COM | 36191G107 |
| — | POWERSHS QQQ TRUST SER 1 | 5,440 | $429K | 0.2% | $78.86 | $65.76 | — | UIE | 73935A104 |
| — | UNILEVER N V NY SHS NEWFWITH STOCK SPLIT SHARES 1 NEW YORK S | 11,050 | $417K | 0.2% | $37.74 | $38.40 | — | ADR | 904784709 |
| MDLZ | MONDELEZ INTL INC CL A | 13,062 | $410K | 0.2% | $31.39 * | $25.43 | -6.7% | COM | 609207105 |
| BDX | BECTON DICKINSON & CO | 4,025 | $403K | 0.2% | $100.12 * | $78.58 | +2.6% | COM | 075887109 |
| AFL | A F L A C INC ODD LOT OFFER | 5,970 | $370K | 0.2% | $61.98 * | $53.10 | -57.7% | COM | 001055102 |
| BA | BOEING CO ODDLOT TENDER OFFER | 3,131 | $368K | 0.2% | $117.53 * | $74.93 | +22.2% | COM | 097023105 |
| DLS | WISDOMTREE INTL SMCP DIVINTL SMALLCAP DIVIDEND | 6,020 | $362K | 0.1% | $60.13 | $52.35 | — | UIE | 97717W760 |
| ADP | AUTO DATA PROCESSING | 4,960 | $359K | 0.1% | $72.38 * | $56.19 | -14.0% | COM | 053015103 |
| NEE | NEXTERA ENERGY INC | 4,406 | $353K | 0.1% | $80.12 * | $54.94 | -73.0% | COM | 65339F101 |
| TEVA | TEVA PHARM INDS LTD ADRFWITH STOCK SPLIT SHARES | 8,998 | $340K | 0.1% | $37.79 | $37.92 | — | ADR | 881624209 |
| MMM | 3M COMPANY | 2,820 | $337K | 0.1% | $119.50 * | $82.42 | -19.9% | COM | 88579Y101 |
| VNQ | VANGUARD REIT | 5,039 | $333K | 0.1% | $66.08 | $69.90 | — | UIE | 922908553 |
| — | DOUBLELINE OPPORTUNISTIC PENDG ENLISTMT BEST EFFO | 14,561 | $333K | 0.1% | $22.87 | $26.83 | — | CEM | 258623107 |
| UNP | UNION PACIFIC CORP | 2,098 | $326K | 0.1% | $155.39 * | $63.45 | -5.2% | COM | 907818108 |
| VBR | VANGUARD SMALL CAP VALUE | 3,557 | $321K | 0.1% | $90.24 | $74.14 | — | UIE | 922908611 |
| EMR | EMERSON ELECTRIC CO | 4,807 | $311K | 0.1% | $64.70 * | $51.16 | -14.3% | COM | 291011104 |
| TJX | T J X COS INC | 5,500 | $310K | 0.1% | $56.36 * | $36.83 | -38.8% | COM | 872540109 |
| ED | CONSOLIDATED EDISON INC ODDLOT TENDER OFF EXP: 04/11/0 | 5,593 | $308K | 0.1% | $55.07 * | $53.76 | -32.4% | COM | 209115104 |
| — | UNITED TECHNOLOGIES CORP | 2,758 | $297K | 0.1% | $107.69 | $92.48 | — | COM | 913017109 |
| WMT | WAL-MART STORES INC | 3,968 | $293K | 0.1% | $73.84 * | $46.29 | -57.3% | COM | 931142103 |
| — | VODAFONE GROUP NEW ADR FSPONSORED ADR 1 ADR REP 10 | 8,006 | $282K | 0.1% | $35.22 | $25.95 | — | ADR | 92857W209 |
| ORCL | ORACLE CORPORATION | 8,468 | $281K | 0.1% | $33.18 * | $33.22 | -18.5% | COM | 68389X105 |
| — | XILINX INC | 5,964 | $279K | 0.1% | $46.78 | $35.88 | — | COM | 983919101 |
| HON | HONEYWELL INTERNATIONAL | 3,333 | $277K | 0.1% | $83.11 * | $57.68 | -0.4% | COM | 438516106 |
| SLB | SCHLUMBERGER LTD F | 3,050 | $269K | 0.1% | $88.20 * | $61.02 | -3.4% | FGO | 806857108 |
| — | PALL CORP | 3,449 | $266K | 0.1% | $77.12 | $60.31 | — | COM | 696429307 |
| — | PRAXAIR INC | 2,216 | $266K | 0.1% | $120.04 | $112.99 | — | COM | 74005P104 |
| BP | BP PLC ADR FSPONSORED ADR | 6,322 | $266K | 0.1% | $42.08 | $41.63 | — | ADR | 055622104 |
| COP | CONOCOPHILLIPS | 3,805 | $264K | 0.1% | $69.38 * | $57.37 | -22.5% | COM | 20825C104 |
| KMB | KIMBERLY-CLARK CORP | 2,752 | $259K | 0.1% | $94.11 * | $78.17 | -21.9% | COM | 494368103 |
| — | KRAFT FOODS GROUP | 4,776 | $251K | 0.1% | $52.55 | $55.97 | — | COM | 50076Q106 |
| EPD | ENTERPRISE PRD PRTNRS LP | 3,826 | $234K | 0.1% | $61.16 | $53.06 | — | MLP | 293792107 |
| — | NUVEEN N Y PERFORMANCE PLUS MUNI FD INC | 17,000 | $233K | 0.1% | $13.71 | $16.45 | — | CEM | 67062R104 |
| — | LIFE TECHNOLOGIES CORP | 3,094 | $232K | 0.1% | $74.98 | $49.13 | — | COM | 53217V109 |
| AMZN | AMAZON COM INC | 732 | $229K | 0.1% | $312.84 * | $121.76 | -87.8% | COM | 023135106 |
| COST | COSTCO WHSL CORP NEW | 1,923 | $221K | 0.1% | $114.92 * | $87.92 | +4.2% | COM | 22160K105 |
| — | PENNEY J C CO INC | 25,000 | $220K | 0.1% | $8.80 | $8.80 | — | COM | 708160106 |
| YUM | YUM BRANDS INC | 3,045 | $217K | 0.1% | $71.26 * | $54.03 | -24.1% | COM | 988498101 |
| GIS | GENERAL MILLS INC | 4,506 | $216K | 0.1% | $47.94 * | $37.15 | -11.4% | COM | 370334104 |
| SF | STIFEL FINANCIAL CORP | 5,171 | $213K | 0.1% | $41.19 * | $23.19 | 0.0% | COM | 860630102 |
| BOND | PIMCO EXCH TRADED FUND TOTAL RETURN | 2,000 | $212K | 0.1% | $106.00 | $109.00 | — | UIE | 72201R775 |
| EEM | ISHARES MSCI EMRG MKT FDWITH STOCK SPLIT SHARES EMERGING MAR | 5,175 | $211K | 0.1% | $40.77 | $44.17 | — | UIE | 464287234 |
| C | CITIGROUP INC NEW | 4,259 | $207K | 0.1% | $48.60 * | $39.45 | -4.7% | COM | 172967424 |
| — | BLACKSTONE GROUP LP PENDING ENLISTMENT BEST EFFO | 8,223 | $205K | 0.1% | $24.93 | $21.05 | — | MLP | 09253U108 |
| — | CORE LABORATORIES N V F | 1,200 | $203K | 0.1% | $169.17 | $169.17 | — | FGO | N22717107 |
| — | EATON VANCE TAX ADV GLBL | 9,000 | $203K | 0.1% | $22.56 | $20.11 | — | CEM | 27828U106 |
| AMGN | AMGEN INCORPORATED TENDER OFFER EXP: 12/07/1 | 1,798 | $201K | 0.1% | $111.79 * | $75.27 | +2.3% | COM | 031162100 |
| XBNYX | BLACKROCK NY MUN INCM TRNEW YORK INCOME TRUST | 15,000 | $197K | 0.1% | $13.13 | $16.53 | — | CEM | 09248L106 |
| — | NUVEEN PREM INCM MUN II | 15,000 | $196K | 0.1% | $13.07 | $15.20 | — | CEM | 67063W102 |
| — | TIME WARNER CABLE | 1,741 | $194K | 0.1% | $111.43 | $112.58 | — | COM | 88732J207 |
| LQD | ISHARES TR GS INVESTOP GS$ INVESTOP CORP BOND | 1,700 | $193K | 0.1% | $113.53 | $121.09 | — | UIE | 464287242 |
| — | PANDORA MEDIA INC ** PENDING ENLISTMENT **-- BEST EFFO | 7,689 | $193K | 0.1% | $25.10 | $9.15 | — | COM | 698354107 |
| — | WELLPOINT INC | 2,312 | $193K | 0.1% | $83.48 | $60.99 | — | COM | 94973V107 |
| ABBV | ABBVIE INC | 4,183 | $187K | 0.1% | $44.70 * | $26.85 | +1.1% | COM | 00287Y109 |
| — | GLAXOSMITHKLINE PLC ADRFSPONSORED ADR | 3,669 | $184K | 0.1% | $50.15 | $43.34 | — | ADR | 37733W105 |
| SBUX | STARBUCKS CORP | 2,352 | $181K | 0.1% | $76.96 * | $25.93 | +9.0% | COM | 855244109 |
| BANC | BANC CALIF INC | 12,912 | $179K | 0.1% | $13.86 * | $10.14 | 0.0% | COM | 05990K106 |
| — | PLUM CREEK TIMBER CO REIT | 3,781 | $177K | 0.1% | $46.81 | $44.43 | — | RET | 729251108 |
| V | VISA INC ** PENDING ENLISTMENT **--BEST EFFOR | 908 | $174K | 0.1% | $191.63 * | $54.92 | -22.9% | COM | 92826C839 |
| SCHB | SCHW US BRD MKT ETF | 4,190 | $172K | 0.1% | $41.05 | $34.39 | — | UIE | 808524102 |
| — | ROYAL DUTCH SHELL A ADRFSPONSORED ADR | 2,600 | $171K | 0.1% | $65.77 | $69.06 | — | ADR | 780259206 |
| MIDD | MIDDLEBY CORP THE | 800 | $167K | 0.1% | $208.75 * | $128.75 | -50.1% | COM | 596278101 |
| — | COMCAST CP NEW CL A SPL WITH STOCK SPLIT SH CLA SPL | 3,850 | $167K | 0.1% | $43.38 | $35.84 | — | COM | 20030N200 |
| GBDC | GOLUB CAPITAL BDC INC ** PENDING ENLISTMENT **-- BEST EFFO | 9,484 | $164K | 0.1% | $17.29 * | $5.89 | 0.0% | COM | 38173M102 |
| — | SPDR BARCLAYS ETF HIGH YIELD VERY LIQUID INDEX | 4,000 | $159K | 0.1% | $39.75 | $40.73 | — | UIE | 78464A417 |
| — | UIL HOLDINGS CO | 4,228 | $157K | 0.1% | $37.13 | $37.13 | — | COM | 902748102 |
| — | OAKTREE CAPITAL GROUP ** PENDING ENLISTMENT **-- BEST EFFO | 3,000 | $157K | 0.1% | $52.33 | $52.67 | — | COM | 674001201 |
| OPK | OPKO HEALTH INC | 17,835 | $157K | 0.1% | $8.80 * | $4.82 | +66.5% | COM | 68375N103 |
| — | KELLOGG COMPANY | 2,653 | $156K | 0.1% | $58.80 * | $55.98 | -30.7% | COM | 487836108 |
| MKC | MC CORMICK & CO INC N-VTNON VOTING SHARES | 2,374 | $154K | 0.1% | $64.87 * | $49.09 | -43.8% | COM | 579780206 |
| — | VISTAPRINT N V F | 2,700 | $153K | 0.1% | $56.67 | $32.94 | — | FGO | N93540107 |
| LOW | LOWES COMPANIES INC | 3,170 | $151K | 0.1% | $47.63 * | $34.93 | +4.3% | COM | 548661107 |
| XLF | SECTOR SPDR FINCL SELECTSHARES OF BENEFICIAL INT | 7,500 | $149K | 0.1% | $19.87 | $16.40 | — | UIE | 81369Y605 |
| USB | U S BANCORP DEL NEW | 4,037 | $148K | 0.1% | $36.66 * | $31.95 | -23.8% | COM | 902973304 |
| — | AVON PRODUCTS INC | 7,200 | $148K | 0.1% | $20.56 | $14.31 | — | COM | 054303102 |
| OXY | OCCIDENTAL PETE CORP | 1,575 | $147K | 0.1% | $93.33 * | $63.32 | -6.4% | COM | 674599105 |
| — | EXPRESS SCRIPTS HLDG CO | 2,339 | $145K | 0.1% | $61.99 | $57.11 | — | COM | 30219G108 |
| — | KINDER MORGAN ENERGY LP UNIT LTD PARTNERSHIP INT | 1,820 | $145K | 0.1% | $79.67 | $79.88 | — | MLP | 494550106 |
| PAA | PLAINS ALL AMERN PPLN LPWITH STOCK SPLIT SHARES UNIT LTD PAR | 2,760 | $145K | 0.1% | $52.54 | $51.63 | — | MLP | 726503105 |
| NFLX | NETFLIX INC | 450 | $139K | 0.1% | $308.89 * | $93.33 | -95.9% | COM | 64110L106 |
| — | STARWOOD HTLS & RSTS NEW | 2,095 | $139K | 0.1% | $66.35 | $61.44 | — | COM | 85590A401 |
| — | ADVENT SOFTWARE INC | 4,301 | $137K | 0.1% | $31.85 | $21.36 | — | COM | 007974108 |
| — | TARGA RESOURCES PTNR LP ** PENDING ENLISTMENT **--BEST EFFOR | 2,643 | $136K | 0.1% | $51.46 | $37.46 | — | MLP | 87611X105 |
| — | CHUBB CORPORATION | 1,508 | $135K | 0.1% | $89.52 | $80.99 | — | COM | 171232101 |
| VWO | VANGUARD FTSE EMERGING MARKETS ETF | 3,351 | $134K | 0.1% | $39.99 | $43.95 | — | UIE | 922042858 |
| QCOM | QUALCOMM INC | 1,966 | $132K | 0.1% | $67.14 * | $51.54 | -9.7% | COM | 747525103 |
| ET | ENERGY TRANSFER PARTNERS PENDG ENLISTMT BEST EFFO | 2,004 | $132K | 0.1% | $65.87 | $45.53 | — | MLP | 29273V100 |
| GLD | SPDR GOLD TRUST SPDR GOLD SHARES | 1,008 | $129K | 0.1% | $127.98 | $161.93 | — | UIE | 78463V107 |
| BAC | BANK OF AMERICA CORP | 9,246 | $128K | 0.1% | $13.84 * | $11.44 | -1.8% | COM | 060505104 |
| SON | SONOCO PRODUCTS CO | 3,256 | $127K | 0.1% | $39.00 * | $29.79 | -15.2% | COM | 835495102 |
| — | ALPS TRUST ETF ALERIAN MLP | 7,158 | $126K | 0.1% | $17.60 | $17.28 | — | UIE | 00162Q866 |
| MDY | SPDR S&P MIDCAP 400 ETF | 554 | $125K | 0.1% | $225.63 | $185.92 | — | UIE | 78467Y107 |
| DHR | DANAHER CORP DEL | 1,800 | $125K | 0.1% | $69.44 * | $25.81 | +6.2% | COM | 235851102 |
| CPT | CAMDEN PROPERTY TRUST REIT | 2,000 | $123K | 0.1% | $61.50 * | $68.00 | -39.2% | RET | 133131102 |
| — | TIME WARNER INC NEW | 1,875 | $123K | 0.1% | $65.60 | $58.47 | — | COM | 887317303 |
| — | BEAM INC | 1,900 | $123K | 0.1% | $64.74 | $63.57 | — | COM | 073730103 |
| — | POWERSHS DB MULTI SECTORPOWERSHS DB AGRICULTURE FUND | 4,850 | $123K | 0.1% | $25.36 | $27.94 | — | UIE | 73936B408 |
| SO | THE SOUTHERN COMPANY | 2,973 | $122K | 0.0% | $41.04 * | $37.18 | -31.9% | COM | 842587107 |
| AEP | AMER ELECTRIC PWR CO INC | 2,813 | $122K | 0.0% | $43.37 * | $29.40 | -3.0% | COM | 025537101 |
| TRV | TRAVELERS COMPANIES INC | 1,424 | $121K | 0.0% | $84.97 * | $67.38 | -6.8% | COM | 89417E109 |
| — | SIRIUS XM RADIO INC TENDER OFFER EXP: 04/20/2 | 31,094 | $120K | 0.0% | $3.86 | $2.92 | — | COM | 82967N108 |
| PNC | PNC FINL SERVICES GP INCODDLOT TENDER OFFER | 1,600 | $116K | 0.0% | $72.50 * | $57.67 | -11.0% | COM | 693475105 |
| EOG | E O G RESOURCES INC | 674 | $114K | 0.0% | $169.14 * | $120.16 | -53.1% | COM | 26875P101 |
| VNO | VORNADO REALTY TRUST REIT | 1,340 | $113K | 0.0% | $84.33 | $79.85 | — | RET | 929042109 |
| — | A O N PLC FCLASS A | 1,522 | $113K | 0.0% | $74.24 | $55.85 | — | FGO | G0408V102 |
| AIG | AMERICAN INTL GROUP NEW | 2,320 | $113K | 0.0% | $48.71 * | $33.31 | +8.2% | COM | 026874784 |
| ISRG | INTUITIVE SURGICAL NEW | 300 | $113K | 0.0% | $376.67 * | $490.00 | -91.0% | COM | 46120E602 |
| — | AMERIGAS PARTNERS LP | 2,544 | $110K | 0.0% | $43.24 | $38.92 | — | MLP | 030975106 |
| — | AQUA AMERICA INC | 4,365 | $108K | 0.0% | $24.74 | $28.17 | — | COM | 03836W103 |
| LMT | LOCKHEED MARTIN CORP | 848 | $108K | 0.0% | $127.36 * | $86.96 | -1.1% | COM | 539830109 |
| LLY | LILLY ELI & COMPANY ODDLOT TENDER OFFER EXP: 01/20/2 | 2,103 | $106K | 0.0% | $50.40 * | $49.40 | -17.0% | COM | 532457108 |
| — | ZALE CORPORATION NEW TENDER OFFER | 7,000 | $106K | 0.0% | $15.14 | $6.57 | — | COM | 988858106 |
| — | ANADARKO PETROLEUM CORP | 1,116 | $104K | 0.0% | $93.19 | $84.59 | — | COM | 032511107 |
| — | GUGGENHEIM EXCH TRD FD S&P GLOBAL WATER ETF | 4,000 | $103K | 0.0% | $25.75 | $22.25 | — | UIE | 18383Q507 |
| AOS | SMITH A O | 2,250 | $102K | 0.0% | $45.33 * | $15.38 | +12.3% | COM | 831865209 |
| — | WILLIAMS PARTNERS LP ** PENDING ENLISTMENT **-- BEST EFFO | 1,921 | $102K | 0.0% | $53.10 | $48.41 | — | MLP | 96950F104 |
| GD | GENERAL DYNAMICS CORP | 1,140 | $100K | 0.0% | $87.72 * | $69.30 | -6.3% | COM | 369550108 |
| ROK | ROCKWELL AUTOMATION INC | 920 | $98,000 | 0.0% | $106.52 * | $83.70 | -8.7% | COM | 773903109 |
| COF | CAPITAL ONE FINANCIAL CP | 1,392 | $96,000 | 0.0% | $68.97 * | $54.53 | -1.1% | COM | 14040H105 |
| CMCSA | COMCAST CORP NEW CL A | 2,128 | $96,000 | 0.0% | $45.11 * | $21.04 | -21.3% | COM | 20030N101 |
| SRPT | SAREPTA THERAPEUTICS | 2,000 | $94,000 | 0.0% | $47.00 * | $32.32 | +19.2% | COM | 803607100 |
| — | ACE LIMITED NEW F | 1,000 | $94,000 | 0.0% | $94.00 | $86.30 | — | FGO | H0023R105 |
| AVA | AVISTA CORPORATION | 3,561 | $94,000 | 0.0% | $26.40 * | $15.64 | +6.0% | COM | 05379B107 |
| TGT | TARGET CORPORATION | 1,440 | $92,000 | 0.0% | $63.89 * | $59.03 | -20.1% | COM | 87612E106 |
| TMO | THERMO FISHER SCIENTIFIC | 1,000 | $92,000 | 0.0% | $92.00 * | $83.28 | +4.2% | COM | 883556102 |
| MAR | MARRIOTT INTL INC CL A | 2,174 | $91,000 | 0.0% | $41.86 * | $36.58 | 0.0% | COM | 571903202 |
| NKE | NIKE INC CLASS B | 1,254 | $91,000 | 0.0% | $72.57 * | $50.42 | -44.6% | COM | 654106103 |
| — | NUVEEN DIVERSFD DIVID FD | 8,173 | $91,000 | 0.0% | $11.13 | $12.11 | — | CEM | 6706EP105 |
| RPM | RPM INTERNATIONAL INC DELAWARE | 2,500 | $91,000 | 0.0% | $36.40 * | $29.20 | +19.4% | COM | 749685103 |
| SIG | SIGNET JEWELERS LTD F | 1,250 | $90,000 | 0.0% | $72.00 * | $53.60 | +6.6% | FGO | G81276100 |
| IJH | ISHARES TR S&P MIDCAP WITH STOCK SPLIT SHARES S&P MIDCAP 4 | 721 | $90,000 | 0.0% | $124.83 | $106.02 | — | UIE | 464287507 |
| IRWD | IRONWOOD PHARMA INC A ** PENDING ENLISTMENT **-- BEST EFFO | 7,500 | $89,000 | 0.0% | $11.87 * | $11.22 | -12.6% | COM | 46333X108 |
| MTB | M & T BANK CORPORATION | 791 | $89,000 | 0.0% | $112.52 * | $81.52 | +1.0% | COM | 55261F104 |
| SRE | SEMPRA ENERGY | 1,026 | $88,000 | 0.0% | $85.77 * | $59.66 | -51.4% | COM | 816851109 |
| — | KAYDON CORPORATION TENDER OFFER EXP 10/15/13 | 2,484 | $88,000 | 0.0% | $35.43 | $23.75 | — | COM | 486587108 |
| VXUS | VANGUARD TOTAL INTL ETF VANGUARD TOTAL INTL STK | 1,738 | $87,000 | 0.0% | $50.06 | $50.06 | — | UIE | 921909768 |
| BCRX | BIOCRYST PHARMACEUTICALS | 12,000 | $87,000 | 0.0% | $7.25 * | $1.42 | +258.1% | COM | 09058V103 |
| IWB | ISHARES TR RUSSELL 1000 ETF | 924 | $87,000 | 0.0% | $94.16 | $79.12 | — | UIE | 464287622 |
| — | GABELLI MULTIMEDIA TR | 8,775 | $86,000 | 0.0% | $9.80 | $7.86 | — | CEM | 36239Q109 |
| FAST | FASTENAL CO | 1,700 | $85,000 | 0.0% | $50.00 * | $8.59 | 0.0% | COM | 311900104 |
| CNP | CENTERPOINT ENERGY INC | 3,560 | $85,000 | 0.0% | $23.88 * | $19.38 | -20.3% | COM | 15189T107 |
| PFF | ISHARES U S PFD ETF U S PFD STK | 2,200 | $84,000 | 0.0% | $38.18 | $39.55 | — | UIE | 464288687 |
| — | EL PASO PIPELINE PTNR LP PENDG ENLISTMT BEST EFFO | 1,956 | $83,000 | 0.0% | $42.43 | $36.81 | — | MLP | 283702108 |
| WM | WASTE MANAGEMENT INC DEL | 2,000 | $82,000 | 0.0% | $41.00 * | $33.67 | -4.9% | COM | 94106L109 |
| — | DUNKIN BRANDS GROUP INC PENDG ENLISTMT BEST EFFO | 1,800 | $81,000 | 0.0% | $45.00 | $45.00 | — | COM | 265504100 |
| — | AMERICA MOVIL SA L ADR FSPONSORED ADR | 4,014 | $80,000 | 0.0% | $19.93 | $23.17 | — | ADR | 02364W105 |
| NSC | NORFOLK SOUTHERN CORP | 1,002 | $78,000 | 0.0% | $77.84 * | $61.88 | -7.9% | COM | 655844108 |
| — | RAYTHEON COMPANY NEW ODD LOT OFFER EXP: 09/16/0 | 1,000 | $77,000 | 0.0% | $77.00 | $77.00 | — | COM | 755111507 |
| ACN | ACCENTURE PLC CL A F | 1,030 | $76,000 | 0.0% | $73.79 * | $61.82 | -3.7% | FGO | G1151C101 |
| — | BROOKFIELD ASSET MGMT FWITH STOCK SPLIT SHARES LTD VTG SHS | 2,025 | $76,000 | 0.0% | $37.53 | $36.54 | — | FGC | 112585104 |
| SAP | S A P AKTIENGESELL ADR FSPONSORED ADR | 1,016 | $75,000 | 0.0% | $73.82 | $80.71 | — | ADR | 803054204 |
| — | GENERAL GROWTH PPTYS NEW | 3,911 | $75,000 | 0.0% | $19.18 | $19.94 | — | RET | 370023103 |
| — | TWO HARBORS INVESTMENT | 7,500 | $73,000 | 0.0% | $9.73 | $11.10 | — | COM | 90187B101 |
| PPL | PPL CORPORATION | 2,400 | $73,000 | 0.0% | $30.42 * | $28.75 | -42.8% | COM | 69351T106 |
| SIEGY | SIEMENS A G ADR F1 ADR REP 1 ORD | 600 | $72,000 | 0.0% | $120.00 | $110.00 | — | ADR | 826197501 |
| — | CALAMOS CNV HIGH INCM FD | 5,782 | $72,000 | 0.0% | $12.45 | $12.11 | — | CEM | 12811P108 |
| DVN | DEVON ENERGY CP NEW | 1,239 | $72,000 | 0.0% | $58.11 * | $51.98 | -26.7% | COM | 25179M103 |
| DOV | DOVER CORPORATION | 800 | $72,000 | 0.0% | $90.00 * | $66.25 | -30.2% | COM | 260003108 |
| FLR | FLUOR CORPORATION NEW | 1,000 | $71,000 | 0.0% | $71.00 * | $56.51 | +1.4% | COM | 343412102 |
| — | NYSE EURONEXT N V MERGER ELECTION EXP: TBA AF | 1,692 | $71,000 | 0.0% | $41.96 | $31.57 | — | COM | 629491101 |
| — | WALGREEN COMPANY | 1,293 | $70,000 | 0.0% | $54.14 | $37.12 | — | COM | 931422109 |
| MET | METLIFE INC | 1,473 | $69,000 | 0.0% | $46.84 * | $30.57 | -5.8% | COM | 59156R108 |
| NVS | NOVARTIS A G SPON ADR FSPONSORED ADR | 900 | $69,000 | 0.0% | $76.67 | $69.63 | — | ADR | 66987V109 |
| — | VITACOST.COM INC ** PENDING ENLISTMENT **-- BEST EFFO | 8,000 | $68,000 | 0.0% | $8.50 | $6.75 | — | COM | 92847A200 |
| — | BUFFALO WILD WINGS INC PENDING ENLISTMENT | 600 | $67,000 | 0.0% | $111.67 | $73.33 | — | COM | 119848109 |
| OMC | OMNICOM GROUP INC | 1,060 | $67,000 | 0.0% | $63.21 * | $50.00 | -15.0% | COM | 681919106 |
| FE | FIRSTENERGY CORP | 1,792 | $65,000 | 0.0% | $36.27 * | $41.85 | -46.8% | COM | 337932107 |
| — | DU PONT E I DE NEMOUR&CO | 1,105 | $65,000 | 0.0% | $58.82 | $47.41 | — | COM | 263534109 |
| CLX | CLOROX COMPANY | 800 | $65,000 | 0.0% | $81.25 * | $73.33 | -19.1% | COM | 189054109 |
| TXN | TEXAS INSTRUMENTS INC | 1,600 | $64,000 | 0.0% | $40.00 * | $28.28 | -2.0% | COM | 882508104 |
| — | APACHE CORP | 750 | $64,000 | 0.0% | $85.33 | $84.00 | — | COM | 037411105 |
| BAX | BAXTER INTERNATIONAL INC | 956 | $63,000 | 0.0% | $65.90 * | $47.75 | -35.0% | COM | 071813109 |
| STT | STATE STREET CORP ** SECONDARY OFFERING **FOR IPO USE | 960 | $63,000 | 0.0% | $65.63 * | $47.17 | +4.4% | COM | 857477103 |
| MUB | ISHARES TRUST NATL AMT FREE MUNI BOND ETF | 600 | $63,000 | 0.0% | $105.00 | $110.00 | — | UIE | 464288414 |
| — | WSTRN ASSET EMERGNG MKTSEMERGING MARKETS INCOME FUND | 5,000 | $63,000 | 0.0% | $12.60 | $15.40 | — | CEM | 95766E103 |
| IWR | ISHARES RUSSELL ETF MIDCAP | 448 | $62,000 | 0.0% | $138.39 | $113.26 | — | UIE | 464287499 |
| VBK | VANGUARD SMALL CAP GRWTH | 525 | $60,000 | 0.0% | $114.29 | $89.52 | — | UIE | 922908595 |
| — | GOLDMAN SACHS NON CUM PERPETUAL SUBJ TO XTRO | 2,500 | $60,000 | 0.0% | $24.00 | $24.00 | — | PRE | 38144X500 |
| XLE | SECTOR SPDR ENGY SELECT SHARES OF BENEFICIAL INT | 718 | $60,000 | 0.0% | $83.57 | $71.03 | — | UIE | 81369Y506 |
| UPS | UNITED PARCEL SERVICE B CLASS B | 650 | $59,000 | 0.0% | $90.77 * | $57.13 | 0.0% | COM | 911312106 |
| EWC | ISHARES MSCI CDA ETF CANADA | 2,000 | $57,000 | 0.0% | $28.50 | $28.50 | — | UIE | 464286509 |
| EFA | ISHARES TR MSCI EAFE FD WITH STOCK SPLIT SHARES MSCI EAFE IN | 880 | $56,000 | 0.0% | $63.64 | $58.42 | — | UIE | 464287465 |
| — | CONVERGYS CORP | 3,000 | $56,000 | 0.0% | $18.67 | $18.67 | — | COM | 212485106 |
| ABT | ABBOTT LABORATORIES | 1,683 | $56,000 | 0.0% | $33.27 * | $45.98 | -39.7% | COM | 002824100 |
| — | ETFS PHYS PALLADIUM ETF SHARES | 797 | $56,000 | 0.0% | $70.26 | $75.28 | — | UIE | 26923A106 |
| — | TIFFANY & CO NEW | 736 | $56,000 | 0.0% | $76.09 | $70.58 | — | COM | 886547108 |
| — | ALEXION PHARMA INC | 480 | $56,000 | 0.0% | $116.67 | $108.33 | — | COM | 015351109 |
| — | MEDTRONIC INC | 1,025 | $55,000 | 0.0% | $53.66 | $41.28 | — | COM | 585055106 |
| EQR | EQUITY RESIDENTIAL | 1,000 | $54,000 | 0.0% | $54.00 * | $57.00 | -46.7% | RET | 29476L107 |
| — | TEMPLETON GLOBAL INCM FD | 6,471 | $54,000 | 0.0% | $8.34 | $9.43 | — | CEM | 880198106 |
| HAIN | HAIN CELESTIAL GROUP INC | 700 | $54,000 | 0.0% | $77.14 * | $47.78 | -21.1% | COM | 405217100 |
| — | TORTOISE MLP FUND INC ** PENDING ENLISTMENT **-- BEST EFFO | 2,000 | $54,000 | 0.0% | $27.00 | $24.50 | — | CEM | 89148B101 |
| CE | CELANESE CORP PENDING ENLISTMENT BEST EFFO | 1,000 | $53,000 | 0.0% | $53.00 * | $45.00 | -13.7% | COM | 150870103 |
| BXP | BOSTON PROPERTIES INC | 500 | $53,000 | 0.0% | $106.00 * | $62.76 | 0.0% | RET | 101121101 |
| — | CLEARBRIDGE ENERGY MLP PENDING ENLISTMENT BEST EFFO | 2,000 | $53,000 | 0.0% | $26.50 | $28.00 | — | CEM | 184692101 |
| — | NUVEEN NY DIV AD MUNI FD | 4,100 | $53,000 | 0.0% | $12.93 | $15.37 | — | CEM | 67066X107 |
| — | ROYAL DUTCH SHELL B PLCFSPONSORED ADR 1 ADR REPS 2 | 750 | $52,000 | 0.0% | $69.33 | $70.67 | — | ADR | 780259107 |
| TSM | TAIWAN SEMICONDUCTR ADRFSPONSORED ADR | 3,000 | $51,000 | 0.0% | $17.00 | $17.36 | — | ADR | 874039100 |
| TROW | ROWE T PRICE GROUP INC | 700 | $50,000 | 0.0% | $71.43 * | $47.53 | 0.0% | COM | 74144T108 |
| SLM | SLM CORPORATION | 2,000 | $50,000 | 0.0% | $25.00 * | $17.14 | -49.1% | COM | 78442P106 |
| IWF | ISHARES TR RUSSELL 1000 RUSSELL 1000 GROWTH | 622 | $49,000 | 0.0% | $78.78 | $65.92 | — | UIE | 464287614 |
| EWZ | ISHARES MSCI BRAZIL ETF BRAZIL CAPPED | 1,020 | $49,000 | 0.0% | $48.04 | $44.08 | — | UIE | 464286400 |
| — | ALCOA INC | 6,000 | $49,000 | 0.0% | $8.17 | $8.67 | — | COM | 013817101 |
| — | DELCATH SYSTEMS INC | 150,000 | $49,000 | 0.0% | $0.33 | $1.23 | — | COM | 24661P104 |
| — | HEWLETT-PACKARD COMPANY | 2,265 | $48,000 | 0.0% | $21.19 | $16.38 | — | COM | 428236103 |
| AVB | AVALONBAY CMNTYS INC REIT | 369 | $47,000 | 0.0% | $127.37 * | $135.50 | -35.6% | RET | 053484101 |
| — | BLKRK MUNI NY INTR DURTN | 3,502 | $47,000 | 0.0% | $13.42 | $13.99 | — | CEM | 09255F109 |
| ACTG | ACACIA RESH ACACIA TECH ACACIA TECHNOLOGIES | 2,000 | $46,000 | 0.0% | $23.00 * | $25.50 | -18.2% | COM | 003881307 |
| TMP | TOMPKINS FINANCIAL CP | 1,000 | $46,000 | 0.0% | $46.00 * | $27.90 | +9.6% | COM | 890110109 |
| — | CRESCENT PT ENERGY CORPF | 1,200 | $46,000 | 0.0% | $38.33 | $38.33 | — | FGC | 22576C101 |
| — | MAGELLAN MIDSTREAM PTNRS | 810 | $46,000 | 0.0% | $56.79 | $43.09 | — | MLP | 559080106 |
| PSX | PHILLIPS 66 | 802 | $46,000 | 0.0% | $57.36 * | $52.78 | -28.9% | COM | 718546104 |
| FDX | FEDEX CORPORATION | 400 | $46,000 | 0.0% | $115.00 * | $92.50 | -1.3% | COM | 31428X106 |
| IWN | ISHARES TR RUSSELL 2000 VALUE ETF | 500 | $46,000 | 0.0% | $92.00 | $76.00 | — | UIE | 464287630 |
| SEE | SEALED AIR CORP NEW | 1,650 | $45,000 | 0.0% | $27.27 * | $17.60 | +31.4% | COM | 81211K100 |
| TD | TORONTO DOMINION BANK F | 500 | $45,000 | 0.0% | $90.00 * | $84.00 | -49.4% | FGC | 891160509 |
| KBE | SPDR S&P BANK ETF | 1,500 | $45,000 | 0.0% | $30.00 | $24.00 | — | UIE | 78464A797 |
| — | SALIENT MIDSTREAM & MLP ** PENDING ENLISTMENT **-- BEST EFFO | 2,000 | $44,000 | 0.0% | $22.00 | $23.00 | — | CEM | 79471V105 |
| — | CENTER BANCORP INC | 3,105 | $44,000 | 0.0% | $14.17 | $14.17 | — | COM | 151408101 |
| — | HANCOCK JOHN PFD INCM FDPFD INCOME FUND II | 2,300 | $44,000 | 0.0% | $19.13 | $21.74 | — | CEM | 41013X106 |
| ALL | ALLSTATE CORPORATION ODD LOT OFFER | 865 | $44,000 | 0.0% | $50.87 * | $39.33 | -2.0% | COM | 020002101 |
| MOS | MOSAIC CO NEW | 1,000 | $43,000 | 0.0% | $43.00 * | $46.26 | -21.4% | COM | 61945C103 |
| — | TOTAL S A ADR F1 ADR REP 1 ORD | 750 | $43,000 | 0.0% | $57.33 | $52.00 | — | ADR | 89151E109 |
| — | VRINGO INC | 15,000 | $43,000 | 0.0% | $2.87 | $2.87 | — | COM | 92911N104 |
| — | HOWARD HUGHES CORP | 376 | $42,000 | 0.0% | $111.70 | $71.81 | — | COM | 44267D107 |
| AMP | AMERIPRISE FINANCIAL INC | 460 | $42,000 | 0.0% | $91.30 * | $60.59 | +12.4% | COM | 03076C106 |
| — | ALLEGHANY CORP DEL | 102 | $42,000 | 0.0% | $411.76 | $333.33 | — | COM | 017175100 |
| MBB | ISHARES TRUST MBS ETF | 396 | $42,000 | 0.0% | $106.06 | $107.85 | — | UIE | 464288588 |
| — | LEUCADIA NATIONAL CORP | 1,500 | $41,000 | 0.0% | $27.33 | $27.33 | — | COM | 527288104 |
| — | KKR & CO ** PENDING ENLISTMENT **-- BEST EFFO | 2,000 | $41,000 | 0.0% | $20.50 | $20.50 | — | MLP | 48248M102 |
| ADSK | AUTODESK INC | 1,000 | $41,000 | 0.0% | $41.00 * | $35.00 | +5.5% | COM | 052769106 |
| — | EATON VANCE TAX MGD BUY PENDG ENLISTMT BEST EFFO | 3,050 | $40,000 | 0.0% | $13.11 | $12.99 | — | CEM | 27828Y108 |
| HYG | ISHARES TRUST IBOXX $ HIGH YIELD CORP BOND ETF | 433 | $40,000 | 0.0% | $92.38 | $92.38 | — | UIE | 464288513 |
| APD | AIR PROD & CHEMICALS INC | 380 | $40,000 | 0.0% | $105.26 * | $77.67 | -9.8% | COM | 009158106 |
| HSBC | HSBC HLDGS PLC ADR NEW FSPONSORED ADR | 741 | $40,000 | 0.0% | $53.98 | $52.63 | — | ADR | 404280406 |
| DUK | DUKE ENERGY CORP NEW | 601 | $40,000 | 0.0% | $66.56 * | $63.23 | -35.4% | COM | 26441C204 |
| CAT | CATERPILLAR INC | 471 | $39,000 | 0.0% | $82.80 * | $81.63 | -24.5% | COM | 149123101 |
| — | BLKRCK MUNIYIELD NY QLTY | 3,030 | $38,000 | 0.0% | $12.54 | $13.34 | — | CEM | 09255E102 |
| — | MARKET VECTORS ETF TRUSTCOAL ETF | 2,000 | $38,000 | 0.0% | $19.00 | $25.00 | — | UIE | 57060U837 |
| — | NUVEEN QUAL PFD INC FD 2 | 4,700 | $38,000 | 0.0% | $8.09 | $9.36 | — | CEM | 67072C105 |
| — | E M C CORP MASS | 1,460 | $37,000 | 0.0% | $25.34 | $25.34 | — | COM | 268648102 |
| SPG | SIMON PPTY GROUP NEW REIT/NON-PAIRED STOCK | 240 | $36,000 | 0.0% | $150.00 * | $80.96 | 0.0% | RET | 828806109 |
| UNH | UNITEDHEALTH GROUP INC | 508 | $36,000 | 0.0% | $70.87 * | $55.12 | +6.4% | COM | 91324P102 |
| — | ALCATEL LUCENT ADR FSPONSORED ADR 1 ADR REP 1 | 10,032 | $35,000 | 0.0% | $3.49 | $1.84 | — | ADR | 013904305 |
| — | KAYNE ANDERSON ENERGY ** PENDING ENLISTMENT ** | 1,200 | $34,000 | 0.0% | $28.33 | $24.17 | — | COM | 48660Q102 |
| RIO | RIO TINTO PLC SPON ADR FSPONSORED ADR 1 ADR REPS 4 | 700 | $34,000 | 0.0% | $48.57 | $58.57 | — | ADR | 767204100 |
| — | JOHNSON CONTROLS INC | 786 | $33,000 | 0.0% | $41.98 | $30.53 | — | COM | 478366107 |
| SGU | STAR GAS PARTNERS LP SBI | 6,800 | $33,000 | 0.0% | $4.85 | $4.20 | +16.8% | MLP | 85512C105 |
| EW | EDWARDS LIFESCIENCES CP | 470 | $33,000 | 0.0% | $70.21 * | $89.36 | -86.9% | COM | 28176E108 |
| — | OUTERWALL INC | 660 | $33,000 | 0.0% | $50.00 | $50.00 | — | COM | 690070107 |
| SNY | SANOFI SYNTHELABO ADR FSPONSORED ADR | 627 | $32,000 | 0.0% | $51.04 | $47.85 | — | ADR | 80105N105 |
| — | TRIBUNE CO NEW CLASS A | 500 | $32,000 | 0.0% | $64.00 | $64.00 | — | COM | 896047503 |
| IEZ | ISHARES OIL EQUIP & SVC ETF | 500 | $31,000 | 0.0% | $62.00 | $52.00 | — | UIE | 464288844 |
| PVH | PVH CORP | 264 | $31,000 | 0.0% | $117.42 * | $116.10 | +8.6% | COM | 693656100 |
| — | ELAN CORP PLC SPON ADR FSPONSORED ADR | 2,000 | $31,000 | 0.0% | $15.50 | $10.00 | — | ADR | 284131208 |
| ORANY | ORANGE ADR FSPONSORED 1 ADR REPS 1 | 2,500 | $31,000 | 0.0% | $12.40 | $12.40 | — | ADR | 684060106 |
| F | FORD MOTOR COMPANY NEW TENDER OFF EXP: 06/09/2 | 1,763 | $30,000 | 0.0% | $17.02 * | $13.13 | -31.3% | COM | 345370860 |
| — | ACTIVISION BLIZZARD INC TENDER OFFER EXP: 08/13/2 | 1,785 | $30,000 | 0.0% | $16.81 | $10.64 | — | COM | 00507V109 |
| CCL | CARNIVAL CORP NEW FPAIRED STK | 925 | $30,000 | 0.0% | $32.43 * | $36.76 | -18.7% | FGO | 143658300 |
| RWR | SPDR DOW JONES REIT | 400 | $29,000 | 0.0% | $72.50 | $72.50 | — | UIE | 78464A607 |
| HAL | HALLIBURTON CO HLDG CO EXCHANGE OFFER EXP: 03/29/2 | 600 | $29,000 | 0.0% | $48.33 * | $35.00 | +6.6% | COM | 406216101 |
| — | ISHARES TR COMEX GOLD ** PENDING ENLISTMENT **-- BEST EFFO | 2,250 | $29,000 | 0.0% | $12.89 | $12.00 | — | UIE | 464285105 |
| REFR | RESEARCH FRONTIERS INC | 6,850 | $29,000 | 0.0% | $4.23 | $3.80 | +9.8% | COM | 760911107 |
| IYZ | ISHARES TR DJ US TELECOMDOW JONES U S TELECOMMUN | 1,000 | $28,000 | 0.0% | $28.00 | $24.00 | — | UIE | 464287713 |
| GLRE | GREENLIGHT CAPITAL RE F** PENDING ENLISTMENT **-- BEST EFFO | 1,000 | $28,000 | 0.0% | $28.00 * | $23.95 | +12.9% | FGO | G4095J109 |
| JJSF | J & J SNACK FOOD CORP | 350 | $28,000 | 0.0% | $80.00 * | $62.86 | +3.8% | COM | 466032109 |
| VFC | V F CORPORATION | 143 | $28,000 | 0.0% | $195.80 * | $152.94 | -69.8% | COM | 918204108 |
| — | L-3 COMMUNICATIONS HLDGS | 300 | $28,000 | 0.0% | $93.33 | $76.67 | — | COM | 502424104 |
| MRSH | MARSH & MC LENNAN CO INC | 620 | $27,000 | 0.0% | $43.55 * | $31.00 | +8.8% | COM | 571748102 |
| DASTY | DASSAULT SYSTEMS SA ADRFSPONSORED ADR | 200 | $27,000 | 0.0% | $135.00 | $115.00 | — | ADR | 237545108 |
| — | JP MORGAN EXCH TRAD NOTE**PENDING ENLISTMENT** --BEST EFFOR | 600 | $27,000 | 0.0% | $45.00 | $38.33 | — | UIE | 46625H365 |
| — | MONSANTO CO NEW DEL | 259 | $27,000 | 0.0% | $104.25 | $96.53 | — | COM | 61166W101 |
| HSY | HERSHEY COMPANY | 290 | $27,000 | 0.0% | $93.10 * | $59.79 | +16.5% | COM | 427866108 |
| ETR | ENTERGY CORP NEW | 405 | $26,000 | 0.0% | $64.20 * | $19.08 | +5.4% | COM | 29364G103 |
| AGRO | ADECOAGRO SA F** PENDING ENLISTMENT **-- BEST EFFO | 3,500 | $26,000 | 0.0% | $7.43 * | $6.08 | 0.0% | FGO | L00849106 |
| — | FOSTER WHEELER AG ORD F | 1,000 | $26,000 | 0.0% | $26.00 | $24.00 | — | FGO | H27178104 |
| — | CENTURYLINK INC | 843 | $26,000 | 0.0% | $30.84 | $31.89 | — | COM | 156700106 |
| — | SIRONA DENTAL SYSTEMS | 375 | $25,000 | 0.0% | $66.67 | $64.00 | — | COM | 82966C103 |
| AAP | ADVANCE AUTO PARTS INC EXCHANGE OFFER EXP: 05/27/2 | 300 | $25,000 | 0.0% | $83.33 * | $73.33 | -2.8% | COM | 00751Y106 |
| — | SPDR S&P BRIC 40 ETF | 1,061 | $25,000 | 0.0% | $23.56 | $23.56 | — | UIE | 78463X798 |
| — | NEW RESIDENTIAL INV CORP | 3,833 | $25,000 | 0.0% | $6.52 | $6.78 | — | COM | 64828T102 |
| NUE | NUCOR CORP | 520 | $25,000 | 0.0% | $48.08 * | $42.31 | -18.4% | COM | 670346105 |
| NEM | NEWMONT MINING CORP | 848 | $24,000 | 0.0% | $28.30 * | $27.22 | -16.9% | COM | 651639106 |
| — | TIGER X MEDICAL INC | 242,857 | $24,000 | 0.0% | $0.10 | $0.10 | — | COM | 88677A104 |
| TER | TERADYNE INCORPORATED | 1,368 | $23,000 | 0.0% | $16.81 * | $15.87 | -3.7% | COM | 880770102 |
| VV | VANGUARD LARGE CAP | 295 | $23,000 | 0.0% | $77.97 | $74.58 | — | UIE | 922908637 |
| DE | DEERE & CO | 282 | $23,000 | 0.0% | $81.56 * | $85.11 | -22.5% | COM | 244199105 |
| TIP | ISHARES TR TIPS BOND ETF | 200 | $23,000 | 0.0% | $115.00 | $120.98 | — | UIE | 464287176 |
| INFY | INFOSYS TECH SPON ADR FSPONSORED ADR | 486 | $23,000 | 0.0% | $47.33 | $43.21 | — | ADR | 456788108 |
| — | NEWCASTLE INVESTMENT CP REIT | 3,945 | $22,000 | 0.0% | $5.58 | $8.58 | — | RET | 65105M108 |
| — | I T T CORPORATION NEW | 600 | $22,000 | 0.0% | $36.67 | $28.33 | — | COM | 450911201 |
| — | ENERGY TRANS PARTNERSUN REP L P INT STOCK S | 416 | $22,000 | 0.0% | $52.88 | $49.09 | — | MLP | 29273R109 |
| EXC | EXELON CORPORATION | 744 | $22,000 | 0.0% | $29.57 * | $29.57 | -52.6% | COM | 30161N101 |
| — | MANITEX INTERNATIONAL | 2,000 | $22,000 | 0.0% | $11.00 | $7.00 | — | COM | 563420108 |
| VT | VANGUARD TOTAL WORLD STOCK ETF | 400 | $22,000 | 0.0% | $55.00 | $50.00 | — | UIE | 922042742 |
| CRM | SALESFORCE COM ** PENDING ENLISTMENT **-- BEST EFFO | 425 | $22,000 | 0.0% | $51.76 * | $44.85 | 0.0% | COM | 79466L302 |
| IJT | ISHARES S&P SMALLCAP 600S&P SMALLCAP 600/BARRA | 200 | $22,000 | 0.0% | $110.00 | $85.00 | — | UIE | 464287887 |
| PAYX | PAYCHEX INC | 519 | $21,000 | 0.0% | $40.46 * | $30.83 | -12.4% | COM | 704326107 |
| WPP | W P P PLC ADR NEW FSPONSORED ADR 1 ADR REPS 5 | 200 | $21,000 | 0.0% | $105.00 | $85.00 | — | ADR | 92937A102 |
| — | AMERICA MOVIL ADR FSPONSORED ADR | 1,032 | $21,000 | 0.0% | $20.35 | $23.26 | — | ADR | 02364W204 |
| — | CIGNA CORP | 273 | $21,000 | 0.0% | $76.92 | $54.95 | — | COM | 125509109 |
| — | UNILEVER PLC ADR NEW FWITH STOCK SPLIT SHARES 1 ADR REP 4 | 540 | $21,000 | 0.0% | $38.89 | $38.89 | — | ADR | 904767704 |
| KMT | KENNAMETAL INC CAP STOCK | 450 | $21,000 | 0.0% | $46.67 * | $40.00 | -21.6% | COM | 489170100 |
| — | CHESAPEAKE ENERGY CORP | 814 | $21,000 | 0.0% | $25.80 | $17.20 | — | COM | 165167107 |
| GILD | GILEAD SCIENCES INC | 325 | $20,000 | 0.0% | $61.54 * | $44.41 | -6.5% | COM | 375558103 |
| — | DISCOVER FINANCIAL SVCS | 400 | $20,000 | 0.0% | $50.00 | $37.50 | — | COM | 254709108 |
| — | DIRECTV | 331 | $20,000 | 0.0% | $60.42 | $60.42 | — | COM | 25490A309 |
| RHHBY | ROCHE HLDG LTD SPON ADRF1 ADR REP 1 | 300 | $20,000 | 0.0% | $66.67 | $66.67 | — | ADR | 771195104 |
| HE | HAWAIIAN ELEC INDUSTRIES | 800 | $20,000 | 0.0% | $25.00 * | $25.00 | +2.9% | COM | 419870100 |
| HMC | HONDA MOTOR CO LTD ADR FSPONSORED ADR | 500 | $19,000 | 0.0% | $38.00 | $38.00 | — | ADR | 438128308 |
| FITB | FIFTH THIRD BANCORP | 1,000 | $18,000 | 0.0% | $18.00 * | $15.00 | -16.9% | COM | 316773100 |
| — | LIBERTY PROPERTY TRUST REIT | 500 | $18,000 | 0.0% | $36.00 | $36.00 | — | RET | 531172104 |
| — | LINEAR TECHNOLOGY CORP DELAWARE | 450 | $18,000 | 0.0% | $40.00 | $33.33 | — | COM | 535678106 |
| SYY | SYSCO CORPORATION | 530 | $17,000 | 0.0% | $32.08 * | $32.08 | -25.2% | COM | 871829107 |
| — | BROADCOM CORP CL A CLASS A | 660 | $17,000 | 0.0% | $25.76 | $33.33 | — | COM | 111320107 |
| UAA | UNDER ARMOUR INC ** PENDING ENLISTMENT ** | 210 | $17,000 | 0.0% | $80.95 * | $14.57 | +21.0% | COM | 904311107 |
| — | ICONIX BRAND GROUP INC | 500 | $17,000 | 0.0% | $34.00 | $22.00 | — | COM | 451055107 |
| — | TYCO INTL LTD NEW F | 500 | $17,000 | 0.0% | $34.00 | $30.00 | — | FGO | H89128104 |
| — | WISCONSIN EGY CP HLDG CO | 388 | $16,000 | 0.0% | $41.24 | $36.08 | — | COM | 976657106 |
| — | JA SOLAR HLDGS NEW ADR FSPONSORED ADR 1 ADR REPS 5 | 1,600 | $16,000 | 0.0% | $10.00 | $4.38 | — | ADR | 466090206 |
| — | LIBERTY MEDIA CORP SER A | 112 | $16,000 | 0.0% | $142.86 | $142.86 | — | COM | 531229102 |
| GLW | CORNING INC | 1,126 | $16,000 | 0.0% | $14.21 * | $10.75 | 0.0% | COM | 219350105 |
| — | MANITOWOC COMPANY INC | 786 | $15,000 | 0.0% | $19.08 | $15.27 | — | COM | 563571108 |
| — | COUSINS PROPERTIES INC | 1,475 | $15,000 | 0.0% | $10.17 | $10.17 | — | RET | 222795106 |
| — | VICAL INC | 11,800 | $15,000 | 0.0% | $1.27 | $2.88 | — | COM | 925602104 |
| AMT | AMERICAN TOWER CORP REIT | 200 | $15,000 | 0.0% | $75.00 * | $75.00 | -27.7% | RET | 03027X100 |
| — | BAKER HUGHES INC ODD LOT OFFER | 300 | $15,000 | 0.0% | $50.00 | $46.67 | — | COM | 057224107 |
| ORI | OLD REPUBLIC INTL CORP | 1,000 | $15,000 | 0.0% | $15.00 * | $11.00 | -44.0% | COM | 680223104 |
| — | WELLS FARGO & CO 18WTSWARRANTS EXP 10/28/18 | 1,000 | $14,000 | 0.0% | $14.00 | $14.00 | — | WAR | 949746119 |
| PBI | PITNEY BOWES INC ODD LOT OFFER EXP: 10/04/0 | 765 | $14,000 | 0.0% | $18.30 * | $16.40 | 0.0% | COM | 724479100 |
| — | GLOBALOPTIONS GROUP NEW TENDER OFFER EXP: 12/29/2 | 4,000 | $14,000 | 0.0% | $3.50 | $3.50 | — | COM | 37946D209 |
| SCHA | SCHW US SCAP ETF | 300 | $14,000 | 0.0% | $46.67 | $36.67 | — | UIE | 808524607 |
| CPB | CAMPBELL SOUP COMPANY | 308 | $13,000 | 0.0% | $42.21 * | $35.71 | -14.2% | COM | 134429109 |
| — | EV TAX ADV GLB DIV INCM | 810 | $13,000 | 0.0% | $16.05 | $13.58 | — | CEM | 27828S101 |
| — | HESS CORPORATION | 167 | $13,000 | 0.0% | $77.84 | $53.89 | — | COM | 42809H107 |
| — | ARCH COAL INC | 3,000 | $12,000 | 0.0% | $4.00 | $7.33 | — | COM | 039380100 |
| — | NUANCE COMMUN INC | 652 | $12,000 | 0.0% | $18.40 | $19.13 | — | COM | 67020Y100 |
| — | FERRELLGAS PARTNERS LP | 520 | $12,000 | 0.0% | $23.08 | $17.31 | — | MLP | 315293100 |
| — | BUCKEYE PARTNERS UTS L PUNIT LTD PARTNERSHIP INT | 190 | $12,000 | 0.0% | $63.16 | $45.31 | — | MLP | 118230101 |
| — | PEOPLES UNITED FINL INC | 833 | $12,000 | 0.0% | $14.41 | $14.41 | — | COM | 712704105 |
| — | PRECISION CASTPARTS CORP | 50 | $11,000 | 0.0% | $220.00 | $205.20 | — | COM | 740189105 |
| — | WILLIS GRP HLDGS PUBLICF | 245 | $11,000 | 0.0% | $44.90 | $32.65 | — | FGO | G96666105 |
| NI | NISOURCE INC HOLDING CO ODDLOT TENDER EXP: 02/03/2 | 345 | $11,000 | 0.0% | $31.88 * | $7.14 | +12.8% | COM | 65473P105 |
| AEE | AMEREN CORPORATION | 309 | $11,000 | 0.0% | $35.60 * | $29.13 | -19.9% | COM | 023608102 |
| — | ALLERGAN INC | 126 | $11,000 | 0.0% | $87.30 | $95.24 | — | COM | 018490102 |
| — | TELLABS INC | 5,000 | $11,000 | 0.0% | $2.20 | $2.20 | — | COM | 879664100 |
| CAH | CARDINAL HEALTH INC | 216 | $11,000 | 0.0% | $50.93 * | $41.67 | -12.4% | COM | 14149Y108 |
| M | MACYS INC | 256 | $11,000 | 0.0% | $42.97 * | $44.31 | +5.4% | COM | 55616P104 |
| — | ADT CORP | 250 | $10,000 | 0.0% | $40.00 | $48.00 | — | COM | 00101J106 |
| — | EARTHLINK INC | 2,000 | $10,000 | 0.0% | $5.00 | $6.50 | — | COM | 270321102 |
| — | LIBERTY MEDIA HLDG CP A TRADES W I SEC# 3916-393INTERACTIVE | 416 | $10,000 | 0.0% | $24.04 | $24.04 | — | COM | 53071M104 |
| CNI | CANADIAN NATL RY CO F | 100 | $10,000 | 0.0% | $100.00 * | $90.00 | -56.0% | FGC | 136375102 |
| VAC | MARRIOTT VACATIONS | 217 | $10,000 | 0.0% | $46.08 * | $44.56 | 0.0% | COM | 57164Y107 |
| — | CHICOS FAS INC | 600 | $10,000 | 0.0% | $16.67 | $18.33 | — | COM | 168615102 |
| — | POWERSHARES GLOBAL WATER** PENDING ENLISTMENT **-- BEST EFFO | 400 | $10,000 | 0.0% | $25.00 | $20.00 | — | UIE | 73935X575 |
| HST | HOST HOTELS & RESORTS REIT | 554 | $10,000 | 0.0% | $18.05 * | $10.87 | 0.0% | RET | 44107P104 |
| — | HILLSHIRE BRANDS CO | 340 | $10,000 | 0.0% | $29.41 | $29.41 | — | COM | 432589109 |
| ATI | ALLEGHENY TECH INC NEW | 290 | $9,000 | 0.0% | $31.03 * | $31.03 | -16.1% | COM | 01741R102 |
| TELFY | TELEFONICA SPON ADR FSPONSORED ADR 1 ADR REP 3 | 600 | $9,000 | 0.0% | $15.00 | $13.33 | — | ADR | 879382208 |
| SPH | SUBURBAN PROPANE PRT L PUNIT REP LTD PART INT | 190 | $9,000 | 0.0% | $47.37 | $36.84 | — | MLP | 864482104 |
| — | COVANCE INC | 100 | $9,000 | 0.0% | $90.00 | $90.00 | — | COM | 222816100 |
| — | POWERSHS EXCH TRAD FD TRGLOBAL WATER PORTFOLIO | 435 | $9,000 | 0.0% | $20.69 | $18.39 | — | UIE | 73936T623 |
| WYNN | WYNN RESORTS | 50 | $8,000 | 0.0% | $160.00 * | $120.00 | -5.6% | COM | 983134107 |
| — | HEIDRICK&STRUGGLES INTL | 400 | $8,000 | 0.0% | $20.00 | $15.00 | — | COM | 422819102 |
| — | SILVER BAY RLTY TR CORP | 488 | $8,000 | 0.0% | $16.39 | $16.39 | — | COM | 82735Q102 |
| CSX | C S X CORP | 300 | $8,000 | 0.0% | $26.67 * | $20.00 | -65.7% | COM | 126408103 |
| — | C I T GROUP INC NEW | 165 | $8,000 | 0.0% | $48.48 | $39.89 | — | COM | 125581801 |
| — | CINCINNATI BELL INC | 3,000 | $8,000 | 0.0% | $2.67 | $2.67 | — | COM | 171871106 |
| ADBE | ADOBE SYSTEMS INC | 150 | $8,000 | 0.0% | $53.33 * | $40.00 | +19.3% | COM | 00724F101 |
| — | VMWARE INC ** PENDING ENLISTMENT **-- BEST EFFO | 100 | $8,000 | 0.0% | $80.00 | $70.00 | — | COM | 928563402 |
| — | VIACOM INC CL B NEW | 81 | $7,000 | 0.0% | $86.42 | $49.38 | — | COM | 92553P201 |
| — | GUGGENHEIM ETF NEW SOLAR ENERGY | 200 | $7,000 | 0.0% | $35.00 | $15.00 | — | UIE | 18383Q739 |
| AES | A E S CORP | 525 | $7,000 | 0.0% | $13.33 * | $7.49 | +12.0% | COM | 00130H105 |
| — | DISCOVERY COMMUN SER A SERIES A | 83 | $7,000 | 0.0% | $84.34 | $84.34 | — | COM | 25470F104 |
| ZBH | ZIMMER HOLDINGS INC | 80 | $7,000 | 0.0% | $87.50 * | $62.50 | +13.7% | COM | 98956P102 |
| — | HEMISPHERX BIOPHARMA INC | 30,500 | $7,000 | 0.0% | $0.23 | $0.24 | — | COM | 42366C103 |
| HIG | HARTFORD FINL SVCS GRP | 225 | $7,000 | 0.0% | $31.11 * | $22.22 | +8.6% | COM | 416515104 |
| IDXX | IDEXX LABS INC | 60 | $6,000 | 0.0% | $100.00 * | $43.69 | +10.0% | COM | 45168D104 |
| — | DISCOVERY COMMUN SER C SERIES C | 83 | $6,000 | 0.0% | $72.29 | $72.29 | — | COM | 25470F302 |
| — | TOTAL SYSTEMS SERVICES | 200 | $6,000 | 0.0% | $30.00 | $20.00 | — | COM | 891906109 |
| — | GENOMIC HEATH ** PENDING ENLISTMENT **-- BEST EFFO | 200 | $6,000 | 0.0% | $30.00 | $30.00 | — | COM | 37244C101 |
| — | AFFYMETRIX INC | 1,000 | $6,000 | 0.0% | $6.00 | $4.00 | — | COM | 00826T108 |
| DGX | QUEST DIAGNOSTIC INC | 100 | $6,000 | 0.0% | $60.00 * | $46.67 | 0.0% | COM | 74834L100 |
| WU | WESTERN UNION COMPANY | 313 | $6,000 | 0.0% | $19.17 | $12.78 | — | COM | 959802109 |
| — | YAMANA GOLD INC F | 452 | $5,000 | 0.0% | $11.06 | $17.70 | — | FGC | 98462Y100 |
| — | POSITRON CORP | 1,000,000 | $5,000 | 0.0% | $0.01 | $0.01 | — | COM | 737397109 |
| CAE | C A E INC F | 500 | $5,000 | 0.0% | $10.00 | $9.27 | +6.9% | FGC | 124765108 |
| — | MARATHON OIL CORP | 150 | $5,000 | 0.0% | $33.33 | $33.33 | — | COM | 565849106 |
| — | LEXINGTON REALTY TRUST | 484 | $5,000 | 0.0% | $10.33 | $10.33 | — | RET | 529043101 |
| — | TCW STRATEGIC INCM FUND | 660 | $4,000 | 0.0% | $6.06 | $6.06 | — | CEM | 872340104 |
| — | CBS CORPORATION CL B NEW | 81 | $4,000 | 0.0% | $49.38 | $37.04 | — | COM | 124857202 |
| SPYG | SPDR S&P 500 GROWTH ETF | 58 | $4,000 | 0.0% | $68.97 | $68.97 | — | UIE | 78464A409 |
| — | CAREFUSION CORP | 108 | $4,000 | 0.0% | $37.04 | $37.04 | — | COM | 14170T101 |
| SLV | ISHARES SILVER TRUST INDEX FUND | 200 | $4,000 | 0.0% | $20.00 | $20.00 | — | UIE | 46428Q109 |
| SXC | SUNCOKE ENERGY INC ** PENDING ENLISTMENT **-- BEST EFFO | 218 | $4,000 | 0.0% | $18.35 * | $15.90 | 0.0% | COM | 86722A103 |
| — | JUNIPER NETWORKS INC | 200 | $4,000 | 0.0% | $20.00 | $20.00 | — | COM | 48203R104 |
| AJG | GALLAGHER ARTHUR J & CO | 100 | $4,000 | 0.0% | $40.00 * | $30.00 | +14.1% | COM | 363576109 |
| — | BB&T CORPORATION | 105 | $4,000 | 0.0% | $38.10 | $38.10 | — | COM | 054937107 |
| RRC | RANGE RESOURCES CORP | 47 | $4,000 | 0.0% | $85.11 * | $63.36 | +23.2% | COM | 75281A109 |
| — | ROUSE PPTYS INC | 146 | $3,000 | 0.0% | $20.55 | $13.70 | — | COM | 779287101 |
| — | COVIDIEN PLC NEW F | 42 | $3,000 | 0.0% | $71.43 | $71.43 | — | FGO | G2554F113 |
| — | STARZ SER A SER A | 112 | $3,000 | 0.0% | $26.79 | $26.79 | — | COM | 85571Q102 |
| CNK | CINEMARK HOLDINGS INC | 100 | $3,000 | 0.0% | $30.00 * | $30.00 | -20.1% | COM | 17243V102 |
| — | CENTRAL FD CDA LTD CLA FCLASS A | 200 | $3,000 | 0.0% | $15.00 | $20.00 | — | CEM | 153501101 |
| ULBI | ULTRALIFE CORP | 750 | $3,000 | 0.0% | $4.00 * | $2.67 | +41.3% | COM | 903899102 |
| BRO | BROWN & BROWN INC | 100 | $3,000 | 0.0% | $30.00 * | $30.00 | -51.8% | COM | 115236101 |
| MTN | VAIL RESORTS INC | 50 | $3,000 | 0.0% | $60.00 * | $67.63 | 0.0% | COM | 91879Q109 |
| CDP | CORP OFFICE PPTYS SBI REIT | 130 | $3,000 | 0.0% | $23.08 | $23.08 | — | RET | 22002T108 |
| — | BARRICK GOLD CORP F | 172 | $3,000 | 0.0% | $17.44 | $34.88 | — | FGC | 067901108 |
| MSI | MOTOROLA SOLUTIONS INC | 51 | $3,000 | 0.0% | $58.82 * | $58.82 | -20.5% | COM | 620076307 |
| — | INFINERA CORP ** PENDING ENLISTMENT **-- BEST EFFO | 272 | $3,000 | 0.0% | $11.03 | $11.03 | — | COM | 45667G103 |
| ENB | ENBRIDGE INC F | 52 | $2,000 | 0.0% | $38.46 * | $38.46 | -42.4% | FGC | 29250N105 |
| — | OREXIGEN THERAPEUTICS ** PENDING ENLISTMENT **-- BEST EFFO | 318 | $2,000 | 0.0% | $6.29 | $6.29 | — | COM | 686164104 |
| NOK | NOKIA CORP SPON ADR F1 ADR REP 1 NOKIA CORPS | 368 | $2,000 | 0.0% | $5.43 | $2.72 | — | ADR | 654902204 |
| AMAT | APPLIED MATERIALS INC | 100 | $2,000 | 0.0% | $20.00 * | $11.82 | +14.5% | COM | 038222105 |
| NWS | NEWS CORP NEW CL B | 152 | $2,000 | 0.0% | $13.16 * | $14.24 | 0.0% | COM | 65249B208 |
| — | BROOKFIELD PROP PART LPF | 116 | $2,000 | 0.0% | $17.24 | $17.24 | — | FGO | G16249107 |
| WY | WEYERHAEUSER CO TENDER OFFER EXP: 01/13/0 | 69 | $2,000 | 0.0% | $28.99 * | $28.99 | -39.2% | COM | 962166104 |
| — | L BRANDS INC | 40 | $2,000 | 0.0% | $50.00 | $50.00 | — | COM | 501797104 |
| — | LAREDO PETE HLDGS INC ** PENDING ENLISTMENT **-- BEST EFFO | 75 | $2,000 | 0.0% | $26.67 | $26.67 | — | COM | 516806106 |
| — | LIBERTY INTERACTIVE CP ASER A LIBERTY VENTURES | 27 | $2,000 | 0.0% | $74.07 | $74.07 | — | COM | 53071M880 |
| — | DELL INC | 119 | $2,000 | 0.0% | $16.81 | $8.55 | — | COM | 24702R101 |
| — | AOL INC | 46 | $2,000 | 0.0% | $43.48 | $21.74 | — | COM | 00184X105 |
| CWGL | CRIMSON WINE GROUP | 150 | $1,000 | 0.0% | $6.67 * | $8.92 | +2.9% | COM | 22662X100 |
| MPC | MARATHON PETE CORP | 19 | $1,000 | 0.0% | $52.63 * | $52.63 | -53.7% | COM | 56585A102 |
| — | SPRINT CORPORATION | 200 | $1,000 | 0.0% | $5.00 | $5.00 | — | COM | 85207U105 |
| LYV | LIVE NATION ENTMT INC | 72 | $1,000 | 0.0% | $13.89 * | $13.89 | +22.4% | COM | 538034109 |
| — | LEVEL 3 COMMUN NEW | 40 | $1,000 | 0.0% | $25.00 | $25.00 | — | COM | 52729N308 |
| — | TIVO INC | 50 | $1,000 | 0.0% | $20.00 | $20.00 | — | COM | 888706108 |
| — | FLAMEL TECH SA ADR FSPONSORED ADR | 210 | $1,000 | 0.0% | $4.76 | $4.76 | — | ADR | 338488109 |
| — | HOSPIRA ODDLOT OFFER | 26 | $1,000 | 0.0% | $38.46 | $38.46 | — | COM | 441060100 |
| — | FUELCELL ENERGY INC | 500 | $1,000 | 0.0% | $2.00 | $2.00 | — | COM | 35952H106 |
| BB | BLACKBERRY LTD F | 30 | $0 | 0.0% | $0.00 | $9.71 | 0.0% | FGC | 09228F103 |
| — | IMATION CORP | 100 | $0 | 0.0% | $0.00 | — | — | COM | 45245A107 |
| — | CONCURRENT COMPUTER NEW | 32 | $0 | 0.0% | $0.00 | — | — | COM | 206710402 |