Location: New York, NY
CIK: 0001599330 · Show all filings
Period: Q3 2014 (← Previous) (Next →)
Filing Date: Oct 22, 2014
Total Value: $327M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| SDY | SPDR S&P DIVIDEND ETF | 1,389,468 | $104M | 31.8% | $62.73 | — | UIE | 78464A763 |
| VIG | VANGUARD DIV APPRCIATION | 423,278 | $32.57M | 10.0% | $64.43 | — | UIE | 921908844 |
| VYM | VANGUARD WHITEHALL FUNDSHIGH DIVIDEND YIELD | 295,608 | $19.63M | 6.0% | $55.00 | — | UIE | 921946406 |
| — | EATON VANCE TAX ADV DIV | 653,166 | $13.19M | 4.0% | $17.08 | — | CEM | 27828G107 |
| VO | VANGUARD MID CAP | 76,311 | $8.952M | 2.7% | $101.57 | — | UIE | 922908629 |
| AAPL | APPLE INC | 76,894 | $7.747M | 2.4% | $67.25 | -67.8% | COM | 037833100 |
| SPY | S P D R S&P 500 ETF TR EXPIRING 01/22/2118 | 37,696 | $7.427M | 2.3% | $162.04 | — | UIE | 78462F103 |
| IJK | ISHARES S&P MIDCAP 400 S&P MIDCAP 400/BARRA | 35,482 | $5.374M | 1.6% | $135.68 | — | UIE | 464287606 |
| CVS | C V S HEALTH CORPORATION | 59,604 | $4.744M | 1.5% | $47.78 | +20.3% | COM | 126650100 |
| PG | PROCTER & GAMBLE EXCHANGE OFFER EXP: 11/05/0 | 48,628 | $4.072M | 1.2% | $65.57 | -8.9% | COM | 742718109 |
| XOM | EXXON MOBIL CORPORATION | 42,674 | $4.013M | 1.2% | $82.99 | -25.9% | COM | 30231G102 |
| JNJ | JOHNSON & JOHNSON | 37,284 | $3.974M | 1.2% | $69.29 | +9.1% | COM | 478160104 |
| VTI | VANGUARD TOTAL STOCK MKTSTK MKT VIPERS | 32,191 | $3.259M | 1.0% | $87.79 | — | UIE | 922908769 |
| IBM | INTL BUSINESS MACHINES | 14,692 | $2.789M | 0.9% | $162.82 | -29.8% | COM | 459200101 |
| — | CELGENE CORP | 28,403 | $2.692M | 0.8% | $88.74 | — | COM | 151020104 |
| — | GENERAL ELECTRIC COMPANY | 104,245 | $2.671M | 0.8% | $22.17 | — | COM | 369604103 |
| — | IAC/INTERACTIVE CORP NEW | 38,617 | $2.545M | 0.8% | $48.67 | — | COM | 44919P508 |
| BRK/B | BERKSHIRE HATHAWAY B NEWCLASS B | 17,372 | $2.4M | 0.7% | $99.95 | +33.3% | COM | 084670702 |
| DVY | ISHARES TRUST DOW JONES DOW JONES SELECT DIVIDND | 28,421 | $2.099M | 0.6% | $59.06 | — | UIE | 464287168 |
| MS | MORGAN STANLEY | 59,925 | $2.072M | 0.6% | $19.11 | +28.8% | COM | 617446448 |
| — | TWITTER INC ** PENDING ENLISTMENT **-- BEST EFFO | 36,676 | $1.892M | 0.6% | $41.10 | — | COM | 90184L102 |
| — | EXAMWORKS GROUP INC ** PENDING ENLISTMENT **-- BEST EFFO | 56,865 | $1.862M | 0.6% | $16.94 | — | COM | 30066A105 |
| — | EATON VANCE TAX ADV GLBL | 71,331 | $1.763M | 0.5% | $24.33 | — | CEM | 27828U106 |
| — | GOOGLE INC ** PENDING ENLISTMENT **-- BEST EFFO | 2,872 | $1.69M | 0.5% | $731.18 | — | COM | 38259P508 |
| DIS | DISNEY WALT CO | 17,718 | $1.577M | 0.5% | $50.34 | +57.6% | COM | 254687106 |
| T | A T & T INC NEW | 43,059 | $1.517M | 0.5% | $27.67 | -57.0% | COM | 00206R102 |
| NVSEF | NOVARTIS AG NEW ORD FREGISTERED SHARES | 15,718 | $1.483M | 0.5% | $77.29 | +10.8% | UFO | H5820Q150 |
| MSFT | MICROSOFT CORP DUTCH TENDER OFFER EXP: 08/17/2 | 30,970 | $1.436M | 0.4% | $26.13 | +44.1% | COM | 594918104 |
| DWX | SPDR S & P INTL DIVIDEND | 30,566 | $1.415M | 0.4% | $47.45 | — | UIE | 78463X772 |
| CSCO | CISCO SYSTEMS INC | 55,436 | $1.395M | 0.4% | $19.16 | -7.6% | COM | 17275R102 |
| — | GOOGLE INC CL C NON VTG NON VOTING SHARES | 2,412 | $1.393M | 0.4% | $575.15 | — | COM | 38259P706 |
| JPM | JPMORGAN CHASE & CO | 23,093 | $1.391M | 0.4% | $42.97 | +0.4% | COM | 46625H100 |
| INTC | INTEL CORP | 39,257 | $1.367M | 0.4% | $20.48 | +25.7% | COM | 458140100 |
| NSRGF | NESTLE SA ORD F | 17,565 | $1.291M | 0.4% | $55.58 | +6.1% | UFO | H57312649 |
| MO | ALTRIA GROUP INC | 27,634 | $1.27M | 0.4% | $25.00 | -17.3% | COM | 02209S103 |
| ROST | ROSS STORES INC | 16,720 | $1.264M | 0.4% | $54.07 | -42.4% | COM | 778296103 |
| — | INGERSOLL RAND CL A NEWFIRELAND | 21,851 | $1.232M | 0.4% | $47.96 | — | FGO | G47791101 |
| — | FEDERAL RLTY INVT TR SBIREIT | 10,034 | $1.189M | 0.4% | $101.44 | — | RET | 313747206 |
| CVX | CHEVRON CORPORATION | 9,569 | $1.142M | 0.3% | $101.99 | -23.0% | COM | 166764100 |
| PEP | PEPSICO INCORPORATED | 12,202 | $1.136M | 0.3% | $66.45 | -2.4% | COM | 713448108 |
| META | FACEBOOK INC CLASS A ** PENDING ENLISTMENT **-- BEST EFFO | 14,014 | $1.108M | 0.3% | $41.24 | +76.6% | COM | 30303M102 |
| REGN | REGENERON PHARMS INC | 3,000 | $1.082M | 0.3% | $231.58 | +43.9% | COM | 75886F107 |
| KO | COCA COLA COMPANY | 24,527 | $1.046M | 0.3% | $34.00 | -15.1% | COM | 191216100 |
| AGO | ASSURED GUARANTY LTD F** PENDING ENLISTMENT **-- BEST EFFO | 46,792 | $1.037M | 0.3% | $15.15 | +26.2% | FGO | G0585R106 |
| VZ | VERIZON COMMUNICATIONS | 20,657 | $1.033M | 0.3% | $37.42 | -25.7% | COM | 92343V104 |
| IVV | ISHARES CORE S&P ETF S&P 500 INDEX | 4,940 | $979K | 0.3% | $186.74 | — | UIE | 464287200 |
| GS | GOLDMAN SACHS GROUP INC | 5,069 | $930K | 0.3% | $127.93 | +9.9% | COM | 38141G104 |
| PFE | PFIZER INCORPORATED ODDLOT OFFER EXP: 08/05/0 | 30,057 | $889K | 0.3% | $21.66 | -19.5% | COM | 717081103 |
| MRK | MERCK & CO INC NEW | 14,710 | $872K | 0.3% | $36.86 | +6.8% | COM | 58933Y105 |
| RHHBF | ROCHE HLDG AG ORD NEW FBEARER SHARE | 3,000 | $870K | 0.3% | $288.51 | -0.3% | UFO | H69293225 |
| AXP | AMERICAN EXPRESS COMPANY | 9,693 | $849K | 0.3% | $57.08 | +34.0% | COM | 025816109 |
| HD | HOME DEPOT INC TENDER OFFER EXP: 08/16/0 | 9,005 | $826K | 0.3% | $60.69 | +8.3% | COM | 437076102 |
| CL | COLGATE-PALMOLIVE CO | 12,400 | $809K | 0.2% | $69.73 | -27.3% | COM | 194162103 |
| WFC | WELLS FARGO & CO NEW | 15,190 | $788K | 0.2% | $32.65 | +14.6% | COM | 949746101 |
| DEO | DIAGEO PLC NEW ADR FSPONSORED ADR 1 ADR REPS 4 | 6,407 | $739K | 0.2% | $117.90 | — | ADR | 25243Q205 |
| — | BED BATH & BEYOND | 10,350 | $681K | 0.2% | $56.60 | — | COM | 075896100 |
| FMCQF | FRESENIUS MED CARE ORD F | 9,475 | $662K | 0.2% | $56.90 | -1.0% | UFO | D2734Z107 |
| PM | PHILIP MORRIS INTL INC | 7,807 | $651K | 0.2% | $72.00 | -33.5% | COM | 718172109 |
| IDV | ISHARES TR LEHMAN BD FD DOW JONES EPAC SELECT DIVIDEND IND | 16,753 | $600K | 0.2% | $33.34 | — | UIE | 464288448 |
| ZFSVF | ZURICH INS GROUP ORD F | 2,000 | $596K | 0.2% | $297.69 | +0.5% | UFO | H9870Y105 |
| BK | BANK OF NY MELLON CP NEW | 14,862 | $576K | 0.2% | $25.72 | +14.4% | COM | 064058100 |
| — | POWERSHS QQQ TRUST SER 1 | 5,503 | $544K | 0.2% | $65.76 | — | UIE | 73935A104 |
| BMY | BRISTOL-MYERS SQUIBB CO ODDLOT TENDER OFFER | 10,057 | $515K | 0.2% | $30.14 | +13.5% | COM | 110122108 |
| TEVA | TEVA PHARM INDS LTD ADRFWITH STOCK SPLIT SHARES | 9,117 | $490K | 0.1% | $37.92 | — | ADR | 881624209 |
| BOND | PIMCO EXCH TRADED FUND TOTAL RETURN | 4,500 | $489K | 0.1% | $106.85 | — | UIE | 72201R775 |
| WMT | WAL-MART STORES INC | 6,240 | $477K | 0.1% | $36.95 | -45.0% | COM | 931142103 |
| BDX | BECTON DICKINSON & CO | 4,025 | $458K | 0.1% | $78.58 | +21.8% | COM | 075887109 |
| UNP | UNION PACIFIC CORP | 4,196 | $455K | 0.1% | $69.11 | +16.2% | COM | 907818108 |
| COP | CONOCOPHILLIPS | 5,772 | $442K | 0.1% | $54.80 | +3.4% | COM | 20825C104 |
| — | UNILEVER N V NY SHS NEWFWITH STOCK SPLIT SHARES 1 NEW YORK S | 11,050 | $438K | 0.1% | $38.40 | — | ADR | 904784709 |
| MCD | MC DONALDS CORP EXCHANGE OFFER EXP: 10/05/2 | 4,609 | $437K | 0.1% | $81.69 | -12.8% | COM | 580135101 |
| NEE | NEXTERA ENERGY INC | 4,489 | $421K | 0.1% | $45.39 | -60.5% | COM | 65339F101 |
| XBNYX | BLACKROCK NY MUN INCM TRNEW YORK INCOME TRUST | 30,000 | $419K | 0.1% | $15.00 | — | CEM | 09248L106 |
| ADP | AUTO DATA PROCESSING TRADES WITH DUE BILLS | 4,960 | $412K | 0.1% | $56.19 | +0.1% | COM | 053015103 |
| MMM | 3M COMPANY | 2,867 | $406K | 0.1% | $82.30 | +1.5% | COM | 88579Y101 |
| NSRGY | NESTLE S A REG B ADR F1 ADR REPS 1 ORD | 5,470 | $403K | 0.1% | $75.18 | — | ADR | 641069406 |
| BA | BOEING CO ODDLOT TENDER OFFER | 3,131 | $399K | 0.1% | $74.93 | +45.8% | COM | 097023105 |
| IJT | ISHARES S&P SMALLCAP 600S&P SMALLCAP 600/BARRA | 3,356 | $378K | 0.1% | $117.11 | — | UIE | 464287887 |
| AMGN | AMGEN INCORPORATED TENDER OFFER EXP: 12/07/1 | 2,635 | $370K | 0.1% | $78.48 | +20.4% | COM | 031162100 |
| DLS | WISDOMTREE INTL SMCP DIVINTL SMALLCAP DIVIDEND | 6,199 | $367K | 0.1% | $52.52 | — | UIE | 97717W760 |
| VBR | VANGUARD SMALL CAP VALUE | 3,607 | $360K | 0.1% | $74.51 | — | UIE | 922908611 |
| AMZN | AMAZON COM INC | 1,105 | $356K | 0.1% | $85.87 | -80.6% | COM | 023135106 |
| — | DOUBLELINE OPPORTUNISTIC** PENDING ENLISTMENT **-- BEST EFFO | 14,917 | $352K | 0.1% | $25.81 | — | CEM | 258623107 |
| ALLE | ALLEGION PUBLIC LTD CO F | 7,283 | $347K | 0.1% | $38.52 | +20.4% | FGO | G0176J109 |
| AFL | A F L A C INC ODD LOT OFFER | 5,840 | $340K | 0.1% | $53.10 | -56.2% | COM | 001055102 |
| ED | CONSOLIDATED EDISON INC ODDLOT TENDER OFFER EXP: 04/11/0 | 5,983 | $339K | 0.1% | $52.30 | -28.4% | COM | 209115104 |
| — | POWERSHS EXCH TRAD FD TRPOWERSHS DYNAMIC BIOTECH | 6,890 | $318K | 0.1% | $41.65 | — | UIE | 73935X856 |
| MGK | VANGUARD MEG CAP GRTH ETF | 4,000 | $311K | 0.1% | $72.50 | — | UIE | 921910816 |
| SLB | SCHLUMBERGER LTD F | 3,050 | $310K | 0.1% | $61.02 | +30.3% | FGO | 806857108 |
| — | TUESDAY MORNING CORP | 16,000 | $310K | 0.1% | $17.81 | — | COM | 899035505 |
| VBK | VANGUARD SMALL CAP GRWTH | 2,525 | $304K | 0.1% | $117.11 | — | UIE | 922908595 |
| IYW | ISHARES TRUST TECHNOLOGYETF | 3,000 | $302K | 0.1% | $91.00 | — | UIE | 464287721 |
| KMB | KIMBERLY-CLARK CORP | 2,807 | $302K | 0.1% | $78.00 | -9.2% | COM | 494368103 |
| EPD | ENTERPRISE PRD PRTNRS LP | 7,402 | $298K | 0.1% | $47.49 | — | MLP | 293792107 |
| — | UNITED TECHNOLOGIES CORP | 2,804 | $296K | 0.1% | $92.89 | — | COM | 913017109 |
| ORCL | ORACLE CORPORATION | 7,646 | $293K | 0.1% | $33.22 | +3.0% | COM | 68389X105 |
| — | JP MORGAN EXCH TRAD NOTE**PENDING ENLISTMENT** --BEST EFFOR | 5,492 | $292K | 0.1% | $52.63 | — | UIE | 46625H365 |
| — | PRAXAIR INC | 2,237 | $289K | 0.1% | $112.99 | — | COM | 74005P104 |
| — | PALL CORP | 3,449 | $289K | 0.1% | $60.31 | — | COM | 696429307 |
| — | WELLPOINT INC | 2,328 | $278K | 0.1% | $60.99 | — | COM | 94973V107 |
| TJX | T J X COS INC | 4,700 | $278K | 0.1% | $36.83 | -34.5% | COM | 872540109 |
| — | KRAFT FOODS GROUP | 4,693 | $265K | 0.1% | $56.01 | — | COM | 50076Q106 |
| ABBV | ABBVIE INC | 4,571 | $264K | 0.1% | $27.41 | +28.3% | COM | 00287Y109 |
| MDLZ | MONDELEZ INTL INC CL A | 7,444 | $255K | 0.1% | $25.49 | +11.1% | COM | 609207105 |
| EMR | EMERSON ELECTRIC CO | 4,056 | $254K | 0.1% | $51.16 | -6.6% | COM | 291011104 |
| VNQ | VANGUARD REIT | 3,530 | $254K | 0.1% | $70.17 | — | UIE | 922908553 |
| HON | HONEYWELL INTERNATIONAL | 2,685 | $250K | 0.1% | $57.68 | +16.3% | COM | 438516106 |
| ET | ENERGY TRANSFER PARTNERS** PENDING ENLISTMENT **-- BEST EFFO | 4,008 | $247K | 0.1% | $46.09 | — | MLP | 29273V100 |
| — | ROYAL DUTCH SHELL A ADRFSPONSORED ADR | 3,164 | $241K | 0.1% | $71.29 | — | ADR | 780259206 |
| WPC | W P CAREY INC | 3,758 | $240K | 0.1% | $60.14 | — | RET | 92936U109 |
| — | BLACKSTONE GROUP LP ** PENDING ENLISTMENT **-- BEST EFFO | 7,367 | $232K | 0.1% | $21.21 | — | MLP | 09253U108 |
| EEM | ISHARES MSCI EMRG MKT FDWITH STOCK SPLIT SHARES EMERGING MAR | 5,400 | $224K | 0.1% | $43.93 | — | UIE | 464287234 |
| PNC | PNC FINL SERVICES GP INCODDLOT TENDER OFFER | 2,589 | $222K | 0.1% | $58.46 | +2.4% | COM | 693475105 |
| PAA | PLAINS ALL AMERN PPLN LPWITH STOCK SPLIT SHARES UNIT LTD PAR | 3,760 | $221K | 0.1% | $53.53 | — | MLP | 726503105 |
| BP | BP PLC ADR FSPONSORED ADR | 5,019 | $221K | 0.1% | $41.63 | — | ADR | 055622104 |
| — | A O N PLC FCLASS A | 2,514 | $220K | 0.1% | $69.28 | — | FGO | G0408V102 |
| TRV | TRAVELERS COMPANIES INC | 2,346 | $220K | 0.1% | $67.15 | +8.0% | COM | 89417E109 |
| MIDD | MIDDLEBY CORP THE | 2,400 | $212K | 0.1% | $97.80 | -15.3% | COM | 596278101 |
| — | NUVEEN N Y PERFORMANCE PLUS MUNI FD INC | 15,000 | $209K | 0.1% | $16.45 | — | CEM | 67062R104 |
| — | NUVEEN PREM INCM MUN II | 15,000 | $206K | 0.1% | $15.20 | — | CEM | 67063W102 |
| — | COMCAST CP NEW CL A SPL WITH STOCK SPLIT SHARES CLASS A SPL | 3,850 | $206K | 0.1% | $35.84 | — | COM | 20030N200 |
| GIS | GENERAL MILLS INC | 4,022 | $203K | 0.1% | $37.15 | -4.5% | COM | 370334104 |
| — | SPDR BARCLAYS ETF HIGH YIELD VERY LIQUID INDEX | 5,000 | $201K | 0.1% | $40.71 | — | UIE | 78464A417 |
| LQD | ISHARES TR GS INVESTOP GS$ INVESTOP CORP BOND | 1,700 | $201K | 0.1% | $121.09 | — | UIE | 464287242 |
| — | CENTURYLINK INC | 4,886 | $200K | 0.1% | $31.81 | — | COM | 156700106 |
| C | CITIGROUP INC NEW | 3,849 | $199K | 0.1% | $39.45 | -5.2% | COM | 172967424 |
| VXUS | VANGUARD TOTAL INTL ETF VANGUARD TOTAL INTL STK | 3,782 | $193K | 0.1% | $51.24 | — | UIE | 921909768 |
| — | XILINX INC | 4,500 | $191K | 0.1% | $35.88 | — | COM | 983919101 |
| — | TARGA RESOURCES PTNR LP ** PENDING ENLISTMENT **--BEST EFFOR | 2,643 | $191K | 0.1% | $37.46 | — | MLP | 87611X105 |
| — | PANDORA MEDIA INC ** PENDING ENLISTMENT **-- BEST EFFO | 7,689 | $186K | 0.1% | $9.15 | — | COM | 698354107 |
| — | 21ST CENT FOX CL B | 5,863 | $186K | 0.1% | $31.66 | — | COM | 90130A200 |
| — | TIME WARNER CABLE | 1,251 | $180K | 0.1% | $112.58 | — | COM | 88732J207 |
| BF/B | BROWN FORMAN CORP CL B | 2,000 | $180K | 0.1% | $28.35 | +6.4% | COM | 115637209 |
| — | OAKTREE CAPITAL GROUP ** PENDING ENLISTMENT **-- BEST EFFO | 3,500 | $179K | 0.1% | $51.23 | — | COM | 674001201 |
| HNNA | HENNESSY ADVISORS INC | 9,000 | $179K | 0.1% | $7.82 | +45.0% | COM | 425885100 |
| SBUX | STARBUCKS CORP | 2,355 | $178K | 0.1% | $25.93 | +19.0% | COM | 855244109 |
| — | DU PONT E I DE NEMOUR&CO | 2,482 | $178K | 0.1% | $59.14 | — | COM | 263534109 |
| V | VISA INC ** PENDING ENLISTMENT **--BEST EFFOR | 829 | $177K | 0.1% | $54.73 | -9.4% | COM | 92826C839 |
| — | STARWOOD HTLS & RSTS NEW | 2,131 | $177K | 0.1% | $61.44 | — | COM | 85590A401 |
| — | CORE LABORATORIES N V F | 1,200 | $176K | 0.1% | $169.17 | — | FGO | N22717107 |
| YUM | YUM BRANDS INC | 2,445 | $176K | 0.1% | $54.03 | -20.6% | COM | 988498101 |
| SLYG | SPDR S&P 600 SMALL CAP GROWTH | 1,000 | $170K | 0.1% | $179.00 | — | UIE | 78464A201 |
| — | KINDER MORGAN ENERGY LP UNIT LTD PARTNERSHIP INT | 1,820 | $170K | 0.1% | $79.88 | — | MLP | 494550106 |
| USB | U S BANCORP DEL NEW | 4,037 | $169K | 0.1% | $31.95 | -11.1% | COM | 902973304 |
| BAC | BANK OF AMERICA CORP | 9,887 | $169K | 0.1% | $11.48 | +9.5% | COM | 060505104 |
| PSX | PHILLIPS 66 | 2,047 | $166K | 0.1% | $48.90 | +12.7% | COM | 718546104 |
| COST | COSTCO WHSL CORP NEW | 1,300 | $163K | 0.0% | $87.92 | +10.5% | COM | 22160K105 |
| — | KELLOGG COMPANY | 2,653 | $163K | 0.0% | $55.98 | -27.6% | COM | 487836108 |
| IWO | ISHARES TR RUSSELL 2000 RUSSELL 2000 GROWTH | 1,250 | $162K | 0.0% | $135.20 | — | UIE | 464287648 |
| MKC | MC CORMICK & CO INC N-VTNON VOTING SHARES | 2,374 | $159K | 0.0% | $49.09 | -43.6% | COM | 579780206 |
| — | UIL HOLDINGS CO | 4,478 | $159K | 0.0% | $37.23 | — | COM | 902748102 |
| — | BABSON CAP CORPORATE INV | 10,200 | $157K | 0.0% | $14.90 | — | CEM | 05617K109 |
| VDE | VANGUARD ENERGY ETF | 1,200 | $157K | 0.0% | $128.33 | — | UIE | 92204A306 |
| — | CHUBB CORPORATION | 1,709 | $156K | 0.0% | $82.82 | — | COM | 171232101 |
| OPK | OPKO HEALTH INC | 17,835 | $152K | 0.0% | $4.82 | +82.4% | COM | 68375N103 |
| VCR | VANGUARD WORLD FUNDS VANGUARD CONSUMER DISCRETIONAR | 1,400 | $152K | 0.0% | $105.71 | — | UIE | 92204A108 |
| MAR | MARRIOTT INTL INC CL A | 2,174 | $152K | 0.0% | $38.54 | +57.2% | COM | 571903202 |
| GBDC | GOLUB CAPITAL BDC INC ** PENDING ENLISTMENT **-- BEST EFFO | 9,484 | $151K | 0.0% | $5.89 | +3.4% | COM | 38173M102 |
| OXY | OCCIDENTAL PETE CORP | 1,575 | $151K | 0.0% | $63.32 | +7.5% | COM | 674599105 |
| — | EXPRESS SCRIPTS HLDG CO | 2,110 | $149K | 0.0% | $57.11 | — | COM | 30219G108 |
| AEP | AMER ELECTRIC PWR CO INC | 2,853 | $149K | 0.0% | $29.44 | +20.0% | COM | 025537101 |
| QCOM | QUALCOMM INC | 1,995 | $149K | 0.0% | $51.89 | +6.8% | COM | 747525103 |
| MDY | SPDR S&P MIDCAP 400 ETF | 595 | $148K | 0.0% | $202.64 | — | UIE | 78467Y107 |
| — | WALGREEN COMPANY | 2,503 | $148K | 0.0% | $55.10 | — | COM | 931422109 |
| — | PLUM CREEK TIMBER CO REIT | 3,781 | $147K | 0.0% | $44.43 | — | RET | 729251108 |
| LMT | LOCKHEED MARTIN CORP | 803 | $147K | 0.0% | $86.96 | +43.6% | COM | 539830109 |
| — | TORTOISE MLP FUND INC ** PENDING ENLISTMENT **-- BEST EFFO | 5,000 | $145K | 0.0% | $26.24 | — | CEM | 89148B101 |
| SIG | SIGNET JEWELERS LTD F | 1,250 | $142K | 0.0% | $53.60 | +67.6% | FGO | G81276100 |
| — | TIME WARNER INC NEW | 1,878 | $141K | 0.0% | $58.47 | — | COM | 887317303 |
| LLY | LILLY ELI & COMPANY ODDLOT TENDER OFFER EXP: 01/20/2 | 2,161 | $140K | 0.0% | $49.28 | +4.3% | COM | 532457108 |
| IJH | ISHARES TR S&P MIDCAP WITH STOCK SPLIT SHARES S&P MIDCAP 4 | 1,021 | $140K | 0.0% | $115.16 | — | UIE | 464287507 |
| ISRG | INTUITIVE SURGICAL NEW | 300 | $139K | 0.0% | $490.00 | -89.9% | COM | 46120E602 |
| CPT | CAMDEN PROPERTY TRUST REIT | 2,000 | $137K | 0.0% | $68.00 | -31.7% | RET | 133131102 |
| AIG | AMERICAN INTL GROUP NEW | 2,543 | $137K | 0.0% | $40.48 | +3.2% | COM | 026874784 |
| — | ADVENT SOFTWARE INC | 4,301 | $136K | 0.0% | $21.36 | — | COM | 007974108 |
| MET | METLIFE INC | 2,533 | $136K | 0.0% | $31.70 | +5.0% | COM | 59156R108 |
| VNO | VORNADO REALTY TRUST REIT | 1,340 | $134K | 0.0% | $79.85 | — | RET | 929042109 |
| — | HYDER CONSULTING ORD F | 10,800 | $131K | 0.0% | $10.46 | — | UFO | G46879105 |
| SO | THE SOUTHERN COMPANY | 2,986 | $130K | 0.0% | $37.18 | -27.1% | COM | 842587107 |
| SON | SONOCO PRODUCTS CO | 3,256 | $128K | 0.0% | $29.79 | -6.2% | COM | 835495102 |
| — | WILLIAMS PARTNERS LP ** PENDING ENLISTMENT **-- BEST EFFO | 2,421 | $128K | 0.0% | $49.33 | — | MLP | 96950F104 |
| — | POWERSHS DB MULTI SECTORPOWERSHS DB AGRICULTURE FUND | 4,850 | $124K | 0.0% | $27.94 | — | UIE | 73936B408 |
| TMO | THERMO FISHER SCIENTIFIC | 1,000 | $122K | 0.0% | $83.28 | +40.9% | COM | 883556102 |
| SRE | SEMPRA ENERGY | 1,156 | $122K | 0.0% | $52.52 | -31.2% | COM | 816851109 |
| BCRX | BIOCRYST PHARMACEUTICALS | 12,000 | $117K | 0.0% | $1.42 | +765.1% | COM | 09058V103 |
| — | AMERIGAS PARTNERS LP | 2,544 | $116K | 0.0% | $38.92 | — | MLP | 030975106 |
| COF | CAPITAL ONE FINANCIAL CP | 1,392 | $114K | 0.0% | $54.53 | +22.2% | COM | 14040H105 |
| VWO | VANGUARD FTSE EMERGING MARKETS ETF | 2,740 | $114K | 0.0% | $43.31 | — | UIE | 922042858 |
| — | RAYTHEON COMPANY NEW ODD LOT OFFER EXP: 09/16/0 | 1,120 | $114K | 0.0% | $79.51 | — | COM | 755111507 |
| RPM | RPM INTERNATIONAL INC DELAWARE | 2,500 | $114K | 0.0% | $29.20 | +57.1% | COM | 749685103 |
| NSC | NORFOLK SOUTHERN CORP | 1,020 | $114K | 0.0% | $62.24 | +32.7% | COM | 655844108 |
| — | ANADARKO PETROLEUM CORP | 1,116 | $113K | 0.0% | $84.59 | — | COM | 032511107 |
| — | BRIT SKY BRDCSTNG ORD F | 7,812 | $112K | 0.0% | $15.23 | — | UFO | G15632105 |
| — | PIMCO CORP & INC OPPTY FUND | 6,581 | $112K | 0.0% | $17.02 | — | CEM | 72201B101 |
| — | GUGGENHEIM EXCH TRD FD S&P GLOBAL WATER ETF | 4,000 | $110K | 0.0% | $22.25 | — | UIE | 18383Q507 |
| AVA | AVISTA CORPORATION | 3,561 | $109K | 0.0% | $15.64 | +28.8% | COM | 05379B107 |
| VOD | VODAFONE GROUP NEW ADR FSPONSORED ADR 1 ADR REP 10 | 3,290 | $108K | 0.0% | $36.88 | — | ADR | 92857W308 |
| AOS | SMITH A O | 2,250 | $106K | 0.0% | $15.38 | +31.8% | COM | 831865209 |
| — | ACE LIMITED NEW F | 1,000 | $105K | 0.0% | $86.30 | — | FGO | H0023R105 |
| — | ALPS TRUST ETF ALERIAN MLP | 5,471 | $105K | 0.0% | $17.32 | — | UIE | 00162Q866 |
| — | BROOKFIELD ASSET MGMT FWITH STOCK SPLIT SHARES LTD VTG SHS | 2,325 | $105K | 0.0% | $37.49 | — | FGC | 112585104 |
| — | SEQUENTIAL BRANDS GP NEW | 8,333 | $104K | 0.0% | $5.40 | — | COM | 817340201 |
| — | ALEXION PHARMA INC | 630 | $104K | 0.0% | $121.84 | — | COM | 015351109 |
| EOG | E O G RESOURCES INC | 1,036 | $103K | 0.0% | $98.94 | -19.8% | COM | 26875P101 |
| — | AQUA AMERICA INC | 4,365 | $103K | 0.0% | $28.17 | — | COM | 03836W103 |
| IWB | ISHARES TR RUSSELL 1000 ETF | 924 | $102K | 0.0% | $79.12 | — | UIE | 464287622 |
| NFLX | NETFLIX INC | 225 | $102K | 0.0% | $93.33 | -93.1% | COM | 64110L106 |
| ROK | ROCKWELL AUTOMATION INC | 920 | $101K | 0.0% | $83.70 | +12.1% | COM | 773903109 |
| — | AMERICA MOVIL SA L ADR FSPONSORED ADR | 4,014 | $101K | 0.0% | $23.17 | — | ADR | 02364W105 |
| WM | WASTE MANAGEMENT INC DEL | 2,103 | $100K | 0.0% | $33.47 | +8.9% | COM | 94106L109 |
| — | PENNEY J C CO INC | 10,000 | $100K | 0.0% | $8.80 | — | COM | 708160106 |
| CMCSA | COMCAST CORP NEW CL A | 1,849 | $99,000 | 0.0% | $20.91 | +1.3% | COM | 20030N101 |
| — | SIRIUS XM HLDGS INC | 28,094 | $98,000 | 0.0% | $3.51 | — | COM | 82968B103 |
| MTB | M & T BANK CORPORATION | 791 | $98,000 | 0.0% | $81.52 | +10.1% | COM | 55261F104 |
| — | NUVEEN DIVERSFD DIVID FD | 8,173 | $95,000 | 0.0% | $12.11 | — | CEM | 6706EP105 |
| — | ENBRIDGE ENERGY PTNRS LP | 2,415 | $94,000 | 0.0% | $38.92 | — | MLP | 29250R106 |
| LOW | LOWES COMPANIES INC | 1,750 | $93,000 | 0.0% | $34.93 | +18.0% | COM | 548661107 |
| KEY | KEYCORP INC NEW | 6,968 | $93,000 | 0.0% | $8.56 | +3.1% | COM | 493267108 |
| — | GENERAL GROWTH PPTYS NEW | 3,911 | $92,000 | 0.0% | $19.94 | — | RET | 370023103 |
| CNI | CANADIAN NATL RY CO F | 1,300 | $92,000 | 0.0% | $52.62 | +7.3% | FGC | 136375102 |
| IXC | ISHARES TR S&P GLOBAL WITH STOCK SPLIT SHARES ENERGY SECTO | 2,084 | $91,000 | 0.0% | $43.73 | — | UIE | 464287341 |
| — | ROCK-TENN CO CL A | 1,888 | $90,000 | 0.0% | $72.54 | — | COM | 772739207 |
| TGT | TARGET CORPORATION | 1,440 | $90,000 | 0.0% | $59.03 | -26.8% | COM | 87612E106 |
| BABA | ALIBABA GROUP HLDG ADR F** PENDING ENLISTMENT **-- BEST EFFO | 1,000 | $89,000 | 0.0% | $89.00 | — | ADR | 01609W102 |
| EFX | EQUIFAX INC | 1,191 | $89,000 | 0.0% | $62.60 | +8.9% | COM | 294429105 |
| SCHW | THE CHARLES SCHWAB CORP | 3,000 | $88,000 | 0.0% | $14.93 | +65.5% | COM | 808513105 |
| GD | GENERAL DYNAMICS CORP | 693 | $88,000 | 0.0% | $69.30 | +37.2% | COM | 369550108 |
| CLX | CLOROX COMPANY | 907 | $87,000 | 0.0% | $71.21 | -7.8% | COM | 189054109 |
| CNP | CENTERPOINT ENERGY INC | 3,560 | $87,000 | 0.0% | $19.38 | -14.5% | COM | 15189T107 |
| ABT | ABBOTT LABORATORIES | 2,072 | $86,000 | 0.0% | $43.45 | -21.5% | COM | 002824100 |
| NVS | NOVARTIS A G SPON ADR FSPONSORED ADR | 900 | $85,000 | 0.0% | $69.63 | — | ADR | 66987V109 |
| LYB | LYONDELLBASELL INDS FCLASS A | 778 | $85,000 | 0.0% | $48.55 | +22.0% | FGO | N53745100 |
| GLD | SPDR GOLD TRUST SPDR GOLD SHARES | 728 | $85,000 | 0.0% | $157.05 | — | UIE | 78463V107 |
| F | FORD MOTOR COMPANY NEW TENDER OFFER EXP: 06/09/2 | 5,776 | $85,000 | 0.0% | $10.28 | -8.7% | COM | 345370860 |
| ACN | ACCENTURE PLC CL A F | 1,030 | $84,000 | 0.0% | $61.82 | +7.0% | FGO | G1151C101 |
| DVN | DEVON ENERGY CP NEW | 1,239 | $84,000 | 0.0% | $51.98 | -3.3% | COM | 25179M103 |
| — | HEWLETT-PACKARD COMPANY | 2,350 | $83,000 | 0.0% | $17.69 | — | COM | 428236103 |
| SM | SM ENERGY CO | 1,047 | $82,000 | 0.0% | $68.14 | +6.4% | COM | 78454L100 |
| — | CALAMOS CNV HIGH INCM FD | 5,782 | $82,000 | 0.0% | $12.11 | — | CEM | 12811P108 |
| — | GABELLI MULTIMEDIA TR | 8,775 | $82,000 | 0.0% | $7.86 | — | CEM | 36239Q109 |
| ILMN | ILLUMINA INC TENDER OFFER EXP: 3/23/20 | 500 | $82,000 | 0.0% | $146.95 | +13.8% | COM | 452327109 |
| — | BUFFALO WILD WINGS INC ** PENDING ENLISTMENT ** | 600 | $81,000 | 0.0% | $73.33 | — | COM | 119848109 |
| PPL | PPL CORPORATION | 2,458 | $81,000 | 0.0% | $28.48 | -34.0% | COM | 69351T106 |
| — | DUNKIN BRANDS GROUP INC ** PENDING ENLISTMENT **-- BEST EFFO | 1,800 | $81,000 | 0.0% | $45.00 | — | COM | 265504100 |
| — | EL PASO PIPELINE PTNR LP** PENDING ENLISTMENT **-- BEST EFFO | 1,956 | $79,000 | 0.0% | $36.81 | — | MLP | 283702108 |
| SIEGY | SIEMENS A G ADR FSPONSORED ADR 1 ADR REP 1 | 650 | $77,000 | 0.0% | $111.95 | — | ADR | 826197501 |
| FAST | FASTENAL CO | 1,700 | $76,000 | 0.0% | $8.59 | -1.4% | COM | 311900104 |
| SAP | S A P AKTIENGESELL ADR FSPONSORED ADR | 1,016 | $73,000 | 0.0% | $80.71 | — | ADR | 803054204 |
| OMC | OMNICOM GROUP INC | 1,060 | $73,000 | 0.0% | $50.00 | -2.4% | COM | 681919106 |
| — | TWO HARBORS INVESTMENT | 7,500 | $73,000 | 0.0% | $11.10 | — | RET | 90187B101 |
| — | GLAXOSMITHKLINE PLC ADRFSPONSORED ADR | 1,569 | $72,000 | 0.0% | $43.34 | — | ADR | 37733W105 |
| STT | STATE STREET CORP ** SECONDARY OFFERING **FOR IPO USE | 960 | $71,000 | 0.0% | $47.17 | +10.4% | COM | 857477103 |
| IWR | ISHARES RUSSELL ETF MIDCAP | 448 | $71,000 | 0.0% | $113.26 | — | UIE | 464287499 |
| IRWD | IRONWOOD PHARMA INC A ** PENDING ENLISTMENT **-- BEST EFFO | 5,500 | $71,000 | 0.0% | $11.26 | +1.6% | COM | 46333X108 |
| ROBO | EXCH TRADE CONCEPTS ETF ROBO-STOX GLOBAL ROBOTIC& AUTOMATION | 2,650 | $70,000 | 0.0% | $27.17 | — | UIE | 301505707 |
| — | APACHE CORP | 750 | $70,000 | 0.0% | $84.00 | — | COM | 037411105 |
| — | ALCOA INC | 4,258 | $69,000 | 0.0% | $9.12 | — | COM | 013817101 |
| BAX | BAXTER INTERNATIONAL INC | 956 | $69,000 | 0.0% | $47.75 | -30.0% | COM | 071813109 |
| — | MAGELLAN MIDSTREAM PTNRS | 810 | $68,000 | 0.0% | $43.09 | — | MLP | 559080106 |
| FLR | FLUOR CORPORATION NEW | 1,000 | $67,000 | 0.0% | $56.51 | +16.2% | COM | 343412102 |
| CMVLF | CELLECTIS ORD F | 5,000 | $67,000 | 0.0% | $3.23 | +392.7% | UFO | F1775Q107 |
| MUB | ISHARES TRUST NATL AMT FREE MUNI BOND ETF | 600 | $66,000 | 0.0% | $110.00 | — | UIE | 464288414 |
| FDX | FEDEX CORPORATION | 400 | $65,000 | 0.0% | $92.50 | +39.5% | COM | 31428X106 |
| EWZ | ISHARES MSCI BRAZIL ETF BRAZIL CAPPED | 1,478 | $64,000 | 0.0% | $45.06 | — | UIE | 464286400 |
| DOV | DOVER CORPORATION | 800 | $64,000 | 0.0% | $66.25 | -13.3% | COM | 260003108 |
| — | MEDTRONIC INC | 1,025 | $64,000 | 0.0% | $41.28 | — | COM | 585055106 |
| UPS | UNITED PARCEL SERVICE B CLASS B | 650 | $64,000 | 0.0% | $57.13 | +16.1% | COM | 911312106 |
| PPG | P P G INDUSTRIES INC ODDLOT TENDER OFFER EXP: 10/14/0 | 322 | $63,000 | 0.0% | $73.04 | +14.2% | COM | 693506107 |
| — | ACTIVISION BLIZZARD INC TENDER OFFER EXP: 08/13/2 | 3,045 | $63,000 | 0.0% | $14.80 | — | COM | 00507V109 |
| TXN | TEXAS INSTRUMENTS INC | 1,300 | $62,000 | 0.0% | $28.28 | +24.3% | COM | 882508104 |
| — | GOLDMAN SACHS GROUP 6.2% 12/31/2099 PFD CALLABLE | 2,500 | $62,000 | 0.0% | $24.00 | — | PRE | 38144X500 |
| EQR | EQUITY RESIDENTIAL | 1,000 | $62,000 | 0.0% | $57.00 | -35.2% | RET | 29476L107 |
| EWC | ISHARES MSCI CDA ETF CANADA | 2,000 | $61,000 | 0.0% | $28.50 | — | UIE | 464286509 |
| GLW | CORNING INC | 3,151 | $61,000 | 0.0% | $11.58 | +33.6% | COM | 219350105 |
| — | TIFFANY & CO NEW | 636 | $61,000 | 0.0% | $70.58 | — | COM | 886547108 |
| TSM | TAIWAN SEMICONDUCTR ADRFSPONSORED ADR | 3,000 | $61,000 | 0.0% | $17.36 | — | ADR | 874039100 |
| FE | FIRSTENERGY CORP | 1,792 | $60,000 | 0.0% | $41.85 | -50.8% | COM | 337932107 |
| — | WSTRN ASSET EMERGNG MKTSEMERGING MARKETS INCOME FUND | 5,000 | $60,000 | 0.0% | $15.40 | — | CEM | 95766E103 |
| CE | CELANESE CORP ** PENDING ENLISTMENT **-- BEST EFFO | 1,000 | $59,000 | 0.0% | $45.00 | +10.1% | COM | 150870103 |
| BXP | BOSTON PROPERTIES INC | 500 | $58,000 | 0.0% | $62.76 | +18.3% | RET | 101121101 |
| — | SALIENT MIDSTREAM & MLP ** PENDING ENLISTMENT **-- BEST EFFO | 2,000 | $58,000 | 0.0% | $23.00 | — | CEM | 79471V105 |
| AMP | AMERIPRISE FINANCIAL INC | 460 | $57,000 | 0.0% | $60.59 | +59.4% | COM | 03076C106 |
| CAT | CATERPILLAR INC | 572 | $57,000 | 0.0% | $81.00 | -2.1% | COM | 149123101 |
| ICF | ISHARES TR COHEN & STEERWITH STOCK SPLIT SHARES REALTY MAJOR | 665 | $56,000 | 0.0% | $82.71 | — | UIE | 464287564 |
| EFA | ISHARES TR MSCI EAFE FD WITH STOCK SPLIT SHARES MSCI EAFE IN | 880 | $56,000 | 0.0% | $58.42 | — | UIE | 464287465 |
| — | HOWARD HUGHES CORP | 376 | $56,000 | 0.0% | $71.81 | — | COM | 44267D107 |
| ICE | INTERCONTINENTAL EXCHNGE | 288 | $56,000 | 0.0% | $35.28 | -6.0% | COM | 45866F104 |
| ALL | ALLSTATE CORPORATION ODD LOT OFFER | 907 | $56,000 | 0.0% | $39.64 | +18.4% | COM | 020002101 |
| — | CLEARBRIDGE ENERGY MLP ** PENDING ENLISTMENT **-- BEST EFFO | 2,000 | $56,000 | 0.0% | $28.00 | — | CEM | 184692101 |
| XENWX | EATON VANCE INSURED MUNI BOND FUND | 4,480 | $55,000 | 0.0% | $11.38 | — | CEM | 27827Y109 |
| — | NUVEEN NY DIV AD MUNI FD | 4,100 | $55,000 | 0.0% | $15.37 | — | CEM | 67066X107 |
| — | INVESCO MORTGAGE CAPITAL** PENDING ENLISTMENT **-- BEST EFFO | 3,500 | $55,000 | 0.0% | $14.57 | — | RET | 46131B100 |
| TROW | ROWE T PRICE GROUP INC | 700 | $55,000 | 0.0% | $47.53 | +10.7% | COM | 74144T108 |
| — | CONVERGYS CORP | 3,000 | $53,000 | 0.0% | $18.67 | — | COM | 212485106 |
| IJR | ISHARES TR S&P SMALLCAP WITH STOCK SPLIT SHARES S&P SMALLCAP | 505 | $53,000 | 0.0% | $104.95 | — | UIE | 464287804 |
| EIS | ISHARES MSCI ISRAEL ISRAEL CAPPED ETF | 1,035 | $53,000 | 0.0% | $53.14 | — | UIE | 464286632 |
| TD | TORONTO DOMINION BANK F | 1,046 | $52,000 | 0.0% | $63.98 | -18.9% | FGC | 891160509 |
| RDOG | ALPS ETF TRUST COHENS & STEERS REALTY MAJORS ETF | 1,281 | $52,000 | 0.0% | $40.59 | — | UIE | 00162Q106 |
| — | TOTAL S A ADR F1 ADR REP 1 ORD | 800 | $52,000 | 0.0% | $52.81 | — | ADR | 89151E109 |
| — | NUVEEN NY AMT FREE MUNI INCOME FUND | 4,000 | $51,000 | 0.0% | $12.75 | — | CEM | 670656107 |
| — | PORTOLA PHARMACEUTICALS ** PENDING ENLISTMENT **-- BEST EFFO | 2,000 | $51,000 | 0.0% | $26.00 | — | COM | 737010108 |
| HAIN | HAIN CELESTIAL GROUP INC | 500 | $51,000 | 0.0% | $47.78 | -2.6% | COM | 405217100 |
| — | TEMPLETON GLOBAL INCM FD | 6,471 | $51,000 | 0.0% | $9.43 | — | CEM | 880198106 |
| AXAHY | A X A SPONSORED ADR FSPONSORED ADR | 2,051 | $50,000 | 0.0% | $25.84 | — | ADR | 054536107 |
| — | ARES MANAGEMENT LP ** PENDING ENLISTMENT **-- BEST EFFO | 2,778 | $49,000 | 0.0% | $19.26 | — | MLP | 04014Y101 |
| — | EATON VANCE ENHANCE EQTY** PENDING ENLISTMENT **-- BEST EFFO | 3,563 | $48,000 | 0.0% | $13.47 | — | CEM | 278277108 |
| DE | DEERE & CO | 588 | $48,000 | 0.0% | $76.01 | -8.7% | COM | 244199105 |
| EW | EDWARDS LIFESCIENCES CP | 470 | $48,000 | 0.0% | $89.36 | -82.3% | COM | 28176E108 |
| KBE | SPDR S&P BANK ETF | 1,500 | $48,000 | 0.0% | $24.00 | — | UIE | 78464A797 |
| IWN | ISHARES TR RUSSELL 2000 VALUE ETF | 500 | $47,000 | 0.0% | $76.00 | — | UIE | 464287630 |
| NYT | NEW YORK TIMES CLASS A | 4,101 | $46,000 | 0.0% | $12.09 | -4.4% | COM | 650111107 |
| DHR | DANAHER CORP DEL | 600 | $46,000 | 0.0% | $25.81 | +20.8% | COM | 235851102 |
| DUK | DUKE ENERGY CORP NEW | 620 | $46,000 | 0.0% | $62.63 | -27.1% | COM | 26441C204 |
| XLK | SECTOR SPDR TECH SELECT SHARES OF BENEFICIAL INT | 1,155 | $46,000 | 0.0% | $35.96 | — | UIE | 81369Y803 |
| XLE | SECTOR SPDR ENGY SELECT SHARES OF BENEFICIAL INT | 510 | $46,000 | 0.0% | $71.03 | — | UIE | 81369Y506 |
| SEE | SEALED AIR CORP NEW | 1,300 | $45,000 | 0.0% | $17.60 | +63.1% | COM | 81211K100 |
| — | MYLAN LABORATORIES INC DUTCH TENDER EXP: 07/15/0 | 1,000 | $45,000 | 0.0% | $43.00 | — | COM | 628530107 |
| — | TIGER X MEDICAL INC | 342,857 | $45,000 | 0.0% | $0.08 | — | COM | 88677A104 |
| — | EATON VANCE TAX MGD BUY ** PENDING ENLISTMENT **-- BEST EFFO | 3,050 | $45,000 | 0.0% | $12.99 | — | CEM | 27828Y108 |
| — | KKR & CO ** PENDING ENLISTMENT **-- BEST EFFO | 2,000 | $45,000 | 0.0% | $20.50 | — | MLP | 48248M102 |
| — | MFS MULTI MKT INC TRUST SH BEN INT | 6,800 | $44,000 | 0.0% | $6.62 | — | CEM | 552737108 |
| UNH | UNITEDHEALTH GROUP INC | 508 | $44,000 | 0.0% | $55.12 | +27.6% | COM | 91324P102 |
| TMP | TOMPKINS FINANCIAL CP | 1,000 | $44,000 | 0.0% | $27.90 | +13.6% | COM | 890110109 |
| MOS | MOSAIC CO NEW | 1,000 | $44,000 | 0.0% | $46.26 | -19.1% | COM | 61945C103 |
| AMBA | AMBARELLA INC F** PENDING ENLISTMENT **-- BEST EFFO | 1,000 | $44,000 | 0.0% | $33.11 | 0.0% | FGO | G037AX101 |
| — | AVAGO TECHNOLOGIES F | 500 | $44,000 | 0.0% | $88.00 | — | FGO | Y0486S104 |
| — | KAYNE ANDERSON ENERGY ** PENDING ENLISTMENT ** | 1,200 | $44,000 | 0.0% | $24.17 | — | COM | 48660Q102 |
| SJT | SAN JUAN BASIN ROYAL TR ROYALTY TRUST | 2,263 | $43,000 | 0.0% | $19.00 | — | UIE | 798241105 |
| APD | AIR PROD & CHEMICALS INC | 330 | $43,000 | 0.0% | $77.67 | +19.0% | COM | 009158106 |
| — | CRESCENT PT ENERGY CORPF | 1,200 | $43,000 | 0.0% | $38.33 | — | FGO | 22576C101 |
| — | ENBRIDGE INCOME FD NEW F | 1,500 | $41,000 | 0.0% | $27.33 | — | FGC | 29251R105 |
| — | HANCOCK JOHN PAT PREM IIPREM DIVIDEND FD II TDR OFFER EX | 3,022 | $40,000 | 0.0% | $13.24 | — | CEM | 41013T105 |
| PFF | ISHARES U S PFD ETF U S PFD STK | 1,000 | $40,000 | 0.0% | $39.55 | — | UIE | 464288687 |
| SPG | SIMON PPTY GROUP NEW REIT/NON-PAIRED STOCK | 240 | $39,000 | 0.0% | $80.96 | +19.6% | RET | 828806109 |
| — | DIAMOND OFFSHR DRILLING | 1,127 | $39,000 | 0.0% | $39.99 | — | COM | 25271C102 |
| HAL | HALLIBURTON CO HLDG CO EXCHANGE OFFER EXP: 03/29/2 | 600 | $39,000 | 0.0% | $35.00 | +57.7% | COM | 406216101 |
| REFR | RESEARCH FRONTIERS INC | 6,850 | $39,000 | 0.0% | $3.80 | +38.5% | COM | 760911107 |
| AAP | ADVANCE AUTO PARTS INC EXCHANGE OFFER EXP: 05/27/2 | 300 | $39,000 | 0.0% | $73.33 | +56.2% | COM | 00751Y106 |
| IVW | ISHARES TR S&P 500 BARRAS&P 500/BARRA GROWTH | 368 | $39,000 | 0.0% | $105.98 | — | UIE | 464287309 |
| HSBC | HSBC HLDGS PLC ADR NEW FSPONSORED ADR | 741 | $38,000 | 0.0% | $52.63 | — | ADR | 404280406 |
| IVE | ISHARES TR S&P 500 BARRAS&P 500/BARRA VALUE | 427 | $38,000 | 0.0% | $88.99 | — | UIE | 464287408 |
| SNY | SANOFI SYNTHELABO ADR FSPONSORED ADR | 668 | $38,000 | 0.0% | $48.40 | — | ADR | 80105N105 |
| VFC | V F CORPORATION | 572 | $38,000 | 0.0% | $77.32 | -22.6% | COM | 918204108 |
| SGU | STAR GAS PARTNERS LP SBI | 6,500 | $37,000 | 0.0% | $4.20 | +43.9% | MLP | 85512C105 |
| JOE | ST JOE COMPANY | 1,850 | $37,000 | 0.0% | $22.44 | 0.0% | COM | 790148100 |
| — | OUTERWALL INC | 660 | $37,000 | 0.0% | $50.00 | — | COM | 690070107 |
| CCL | CARNIVAL CORP NEW FPAIRED STK | 925 | $37,000 | 0.0% | $36.76 | -12.9% | FGO | 143658300 |
| ORANY | ORANGE ADR FSPONSORED 1 ADR REPS 1 | 2,500 | $37,000 | 0.0% | $12.40 | — | ADR | 684060106 |
| GLRE | GREENLIGHT CAPITAL RE F** PENDING ENLISTMENT **-- BEST EFFO | 1,100 | $36,000 | 0.0% | $24.83 | +35.5% | FGO | G4095J109 |
| — | BLACKROCK MUN INCM TR II | 2,475 | $36,000 | 0.0% | $14.55 | — | CEM | 09249N101 |
| — | L-3 COMMUNICATIONS HLDGS | 300 | $36,000 | 0.0% | $76.67 | — | COM | 502424104 |
| — | JOHNSON CONTROLS INC | 786 | $35,000 | 0.0% | $30.53 | — | COM | 478366107 |
| NAVI | NAVIENT CORP | 2,000 | $35,000 | 0.0% | $16.58 | +6.2% | COM | 63938C108 |
| MCHVF | MGM CHINA HOLDINGS ORD F | 12,300 | $35,000 | 0.0% | $3.70 | -10.3% | UFO | G60744102 |
| WYNMF | WYNN MACAU LTD ORD F | 11,050 | $35,000 | 0.0% | $2.91 | -8.5% | UFO | G98149100 |
| — | PHOSPHAGENICS LTD ORD F | 433,500 | $34,000 | 0.0% | $0.08 | — | UFO | Q7577D101 |
| RIO | RIO TINTO PLC SPON ADR FSPONSORED ADR 1 ADR REPS 4 | 700 | $34,000 | 0.0% | $58.57 | — | ADR | 767204100 |
| — | MARKET VECTORS ETF TRUSTCOAL ETF | 2,000 | $34,000 | 0.0% | $25.00 | — | UIE | 57060U837 |
| JJSF | J & J SNACK FOOD CORP | 350 | $33,000 | 0.0% | $62.86 | +24.3% | COM | 466032109 |
| IEZ | ISHARES OIL EQUIP & SVC ETF | 500 | $33,000 | 0.0% | $52.00 | — | UIE | 464288844 |
| PVH | PVH CORP | 264 | $32,000 | 0.0% | $116.10 | -0.7% | COM | 693656100 |
| — | FOSTER WHEELER AG ORD F | 1,000 | $32,000 | 0.0% | $24.00 | — | FGO | H27178104 |
| RWR | SPDR DOW JONES REIT | 400 | $32,000 | 0.0% | $72.50 | — | UIE | 78464A607 |
| MRSH | MARSH & MC LENNAN CO INC | 620 | $32,000 | 0.0% | $31.00 | +37.9% | COM | 571748102 |
| ETR | ENTERGY CORP NEW | 405 | $31,000 | 0.0% | $19.08 | +26.1% | COM | 29364G103 |
| MFC | MANULIFE FINANCIAL CORPFODD LOT OFFER EXP: 07/08/0 | 1,618 | $31,000 | 0.0% | $19.00 | +5.9% | FGC | 56501R106 |
| — | ALLEGHANY CORP DEL | 75 | $31,000 | 0.0% | $333.33 | — | COM | 017175100 |
| — | E M C CORP MASS | 1,033 | $30,000 | 0.0% | $25.34 | — | COM | 268648102 |
| IYZ | ISHARES TR DJ US TELECOMDOW JONES U S TELECOMMUN | 1,000 | $30,000 | 0.0% | $24.00 | — | UIE | 464287713 |
| — | BARD C R INCORPORATED | 205 | $29,000 | 0.0% | $146.34 | — | COM | 067383109 |
| INFY | INFOSYS TECH SPON ADR FSPONSORED ADR | 486 | $29,000 | 0.0% | $43.21 | — | ADR | 456788108 |
| — | HESS CORPORATION | 306 | $29,000 | 0.0% | $72.46 | — | COM | 42809H107 |
| — | DIRECTV | 331 | $29,000 | 0.0% | $60.42 | — | COM | 25490A309 |
| UAA | UNDER ARMOUR INC ** PENDING ENLISTMENT ** | 420 | $29,000 | 0.0% | $20.41 | +63.4% | COM | 904311107 |
| NUE | NUCOR CORP | 520 | $28,000 | 0.0% | $42.31 | -5.4% | COM | 670346105 |
| HSY | HERSHEY COMPANY | 290 | $28,000 | 0.0% | $59.79 | +18.1% | COM | 427866108 |
| — | B P PRUDHOE BAY RLTY TR ROYALTY TRUST | 300 | $28,000 | 0.0% | $93.33 | — | UIE | 055630107 |
| SJM | J M SMUCKER CO NEW | 287 | $28,000 | 0.0% | $74.55 | -1.5% | COM | 832696405 |
| VV | VANGUARD LARGE CAP | 295 | $27,000 | 0.0% | $74.58 | — | UIE | 922908637 |
| — | ENERGY TRANSFER PARTNERSUNITS REP L P INTEREST WITH STOCK S | 416 | $27,000 | 0.0% | $49.09 | — | MLP | 29273R109 |
| — | I T T CORPORATION NEW | 600 | $27,000 | 0.0% | $28.33 | — | COM | 450911201 |
| — | BAKER HUGHES INC ODD LOT OFFER | 410 | $27,000 | 0.0% | $54.43 | — | COM | 057224107 |
| — | AMERICA MOVIL ADR FSPONSORED ADR | 1,032 | $26,000 | 0.0% | $23.26 | — | ADR | 02364W204 |
| DASTY | DASSAULT SYSTEMS SA ADRFSPONSORED ADR | 400 | $26,000 | 0.0% | $90.00 | — | ADR | 237545108 |
| — | SPDR S&P BRIC 40 ETF | 1,081 | $25,000 | 0.0% | $23.56 | — | UIE | 78463X798 |
| AEE | AMEREN CORPORATION | 649 | $25,000 | 0.0% | $27.78 | -1.0% | COM | 023608102 |
| ITW | ILLINOIS TOOL WORKS INC | 297 | $25,000 | 0.0% | $61.28 | +8.0% | COM | 452308109 |
| — | CIGNA CORP | 273 | $25,000 | 0.0% | $54.95 | — | COM | 125509109 |
| — | NEOSTEM INC NEW | 4,600 | $25,000 | 0.0% | $5.94 | — | COM | 640650404 |
| VIVHY | VIVENDI SA NEW ADR FUNSPONSORED 1 ADR REPS - | 1,033 | $25,000 | 0.0% | $28.07 | — | ADR | 92852T201 |
| CRM | SALESFORCE COM ** PENDING ENLISTMENT **-- BEST EFFO | 425 | $24,000 | 0.0% | $44.85 | +24.1% | COM | 79466L302 |
| — | BLKRCK MUNIYIELD NY QLTY | 1,900 | $24,000 | 0.0% | $13.16 | — | CEM | 09255E102 |
| — | DISCOVER FINANCIAL SVCS | 367 | $24,000 | 0.0% | $63.82 | — | COM | 254709108 |
| VT | VANGUARD TOTAL WORLD STOCK ETF | 400 | $24,000 | 0.0% | $50.00 | — | UIE | 922042742 |
| VB | VANGUARD SMALL CAP | 216 | $24,000 | 0.0% | $111.11 | — | UIE | 922908751 |
| PAYX | PAYCHEX INC | 519 | $23,000 | 0.0% | $30.83 | -3.5% | COM | 704326107 |
| — | DORAL FINL CORP NEW F | 3,500 | $23,000 | 0.0% | $8.57 | — | FGO | 25811P852 |
| SCHYF | SANDS CHINA LTD ORD F | 4,400 | $23,000 | 0.0% | $7.71 | -12.9% | UFO | G7800X107 |
| — | SPIRIT AEROSYSTEMS HDLGS** PENDING ENLISTMENT **-- BEST EFFO | 600 | $23,000 | 0.0% | $28.33 | — | COM | 848574109 |
| IWF | ISHARES TR RUSSELL 1000 RUSSELL 1000 GROWTH | 250 | $23,000 | 0.0% | $65.92 | — | UIE | 464287614 |
| — | SIRONA DENTAL SYSTEMS | 300 | $23,000 | 0.0% | $64.00 | — | COM | 82966C103 |
| PRGO | PERRIGO CO PLC FUS SHARES | 152 | $23,000 | 0.0% | $144.14 | +3.4% | FGO | G97822103 |
| — | UNILEVER PLC ADR NEW FWITH STOCK SPLIT SHARES 1 ADR REP 4 | 540 | $23,000 | 0.0% | $38.89 | — | ADR | 904767704 |
| — | MANITEX INTERNATIONAL | 2,000 | $23,000 | 0.0% | $7.00 | — | COM | 563420108 |
| — | NEW RESIDENTIAL INV CORP | 3,833 | $22,000 | 0.0% | $6.78 | — | RET | 64828T102 |
| — | CBRE CLARION GLBL RE | 2,656 | $22,000 | 0.0% | $7.91 | — | CEM | 12504G100 |
| — | TYCO INTL LTD NEW F | 500 | $22,000 | 0.0% | $30.00 | — | FGO | H89128104 |
| — | WALTER INVSTMNT MGMT | 1,000 | $22,000 | 0.0% | $22.00 | — | COM | 93317W102 |
| — | REALOGY HLDGS CORP ** PENDING ENLISTMENT **-- BEST EFFO | 600 | $22,000 | 0.0% | $38.33 | — | COM | 75605Y106 |
| GILD | GILEAD SCIENCES INC | 210 | $22,000 | 0.0% | $48.49 | +40.3% | COM | 375558103 |
| — | MARKET VECTORS ETF TRUSTGOLD MINERS FUND | 1,009 | $22,000 | 0.0% | $20.81 | — | UIE | 57060U100 |
| FITB | FIFTH THIRD BANCORP | 1,085 | $22,000 | 0.0% | $14.92 | -6.6% | COM | 316773100 |
| RHHBY | ROCHE HLDG LTD SPON ADRF1 ADR REP 1 | 600 | $22,000 | 0.0% | $38.33 | — | ADR | 771195104 |
| SYY | SYSCO CORPORATION | 586 | $22,000 | 0.0% | $31.51 | -12.5% | COM | 871829107 |
| — | ALCATEL LUCENT ADR FSPONSORED ADR 1 ADR REP 1 | 7,032 | $21,000 | 0.0% | $1.84 | — | ADR | 013904305 |
| — | CHESAPEAKE ENERGY CORP | 914 | $21,000 | 0.0% | $17.83 | — | COM | 165167107 |
| — | EARTHLINK HOLDINGS CORP | 6,100 | $21,000 | 0.0% | $3.61 | — | COM | 27033X101 |
| D | DOMINION RES INC VA NEW | 300 | $21,000 | 0.0% | $38.70 | +10.2% | COM | 25746U109 |
| WPP | W P P PLC ADR NEW FSPONSORED ADR 1 ADR REPS 5 | 200 | $20,000 | 0.0% | $105.00 | — | ADR | 92937A102 |
| TXT | TEXTRON INCORPORATED | 562 | $20,000 | 0.0% | $36.72 | +0.5% | COM | 883203101 |
| — | POWERSHS EXCH TRAD FD TRGLOBAL WATER PORTFOLIO | 891 | $20,000 | 0.0% | $20.53 | — | UIE | 73936T623 |
| PBI | PITNEY BOWES INC ODD LOT OFFER EXP: 10/04/0 | 788 | $20,000 | 0.0% | $16.40 | +63.0% | COM | 724479100 |
| — | LINEAR TECHNOLOGY CORP DELAWARE | 450 | $20,000 | 0.0% | $33.33 | — | COM | 535678106 |
| KMT | KENNAMETAL INC CAP STOCK | 450 | $19,000 | 0.0% | $40.00 | -19.4% | COM | 489170100 |
| AMT | AMERICAN TOWER CORP REIT | 200 | $19,000 | 0.0% | $75.00 | -3.3% | RET | 03027X100 |
| — | DELCATH SYSTEMS INC NEW | 9,562 | $19,000 | 0.0% | $2.65 | — | COM | 24661P401 |
| — | MONSANTO CO NEW DEL | 171 | $19,000 | 0.0% | $96.53 | — | COM | 61166W101 |
| — | MANITOWOC COMPANY INC | 786 | $18,000 | 0.0% | $15.27 | — | COM | 563571108 |
| — | NEWCASTLE INVEST CP NEW REIT | 1,424 | $18,000 | 0.0% | $12.64 | — | RET | 65105M504 |
| — | COUSINS PROPERTIES INC | 1,475 | $18,000 | 0.0% | $10.17 | — | RET | 222795106 |
| EXC | EXELON CORPORATION | 535 | $18,000 | 0.0% | $22.16 | -29.5% | COM | 30161N101 |
| — | LINKEDIN ** PENDING ENLISTMENT **-- BEST EFFO | 85 | $18,000 | 0.0% | $188.24 | — | COM | 53578A108 |
| — | ICONIX BRAND GROUP INC | 500 | $18,000 | 0.0% | $22.00 | — | COM | 451055107 |
| — | BROADCOM CORP CL A CLASS A | 450 | $18,000 | 0.0% | $33.33 | — | COM | 111320107 |
| M | MACYS INC | 285 | $17,000 | 0.0% | $45.45 | +30.4% | COM | 55616P104 |
| SLM | SLM CORPORATION | 2,000 | $17,000 | 0.0% | $17.14 | -48.9% | COM | 78442P106 |
| — | GUGGENHEIM EXCH TRD FD MULTI ASSET INCOME ETF | 700 | $17,000 | 0.0% | $24.29 | — | UIE | 18383M506 |
| ZBH | ZIMMER HOLDINGS INC | 173 | $17,000 | 0.0% | $77.06 | +16.2% | COM | 98956P102 |
| HMC | HONDA MOTOR CO LTD ADR FSPONSORED ADR | 500 | $17,000 | 0.0% | $38.00 | — | ADR | 438128308 |
| — | ZYNGA INC ** PENDING LISTING ** -- BEST EFFO | 6,126 | $17,000 | 0.0% | $3.22 | — | COM | 98986T108 |
| — | LIBERTY PROPERTY TRUST REIT | 500 | $17,000 | 0.0% | $36.00 | — | RET | 531172104 |
| — | WISCONSIN EGY CP HLDG CO | 388 | $17,000 | 0.0% | $36.08 | — | COM | 976657106 |
| CAH | CARDINAL HEALTH INC | 216 | $16,000 | 0.0% | $41.67 | +28.0% | COM | 14149Y108 |
| GM | GENERAL MOTORS CO ** PENDING ENLISTMENT **-- BEST EFFO | 500 | $16,000 | 0.0% | $26.30 | +0.8% | COM | 37045V100 |
| — | JA SOLAR HLDGS NEW ADR FSPONSORED ADR 1 ADR REPS 5 | 1,600 | $15,000 | 0.0% | $4.38 | — | ADR | 466090206 |
| — | SOLARCITY CORP ** PENDING ENLISTMENT **-- BEST EFFO | 250 | $15,000 | 0.0% | $60.00 | — | COM | 83416T100 |
| CM | CDN IMPERIAL BK COMM F | 167 | $15,000 | 0.0% | $27.14 | 0.0% | FGC | 136069101 |
| ACTG | ACACIA RESH ACACIA TECH ACACIA TECHNOLOGIES | 1,000 | $15,000 | 0.0% | $25.50 | -38.0% | COM | 003881307 |
| — | BUCKEYE PARTNERS UTS L PUNIT LTD PARTNERSHIP INT | 190 | $15,000 | 0.0% | $45.31 | — | MLP | 118230101 |
| — | C I T GROUP INC NEW | 323 | $15,000 | 0.0% | $43.34 | — | COM | 125581801 |
| ORI | OLD REPUBLIC INTL CORP | 1,000 | $14,000 | 0.0% | $11.00 | -37.8% | COM | 680223104 |
| NI | NISOURCE INC HOLDING CO ODDLOT TENDER EXP: 02/03/2 | 345 | $14,000 | 0.0% | $7.14 | +49.9% | COM | 65473P105 |
| ALLY | ALLY FINANCIAL INC ** PENDING ENLISTMENT **-- BEST EFFO | 600 | $14,000 | 0.0% | $18.86 | -3.3% | COM | 02005N100 |
| — | COHEN & STEERS REIT PREFERRED BALANCE INCOME | 800 | $14,000 | 0.0% | $16.25 | — | CEM | 19247X100 |
| — | MICHAEL KORS HLDGS F** PENDING ENLISTMENT **-- BEST EFFO | 200 | $14,000 | 0.0% | $70.00 | — | FGO | G60754101 |
| VAC | MARRIOTT VACATIONS | 217 | $14,000 | 0.0% | $47.53 | +24.7% | COM | 57164Y107 |
| — | FERRELLGAS PARTNERS LP | 520 | $14,000 | 0.0% | $17.31 | — | MLP | 315293100 |
| — | EV TAX ADV GLB DIV INCM | 810 | $14,000 | 0.0% | $13.58 | — | CEM | 27828S101 |
| — | VRINGO INC | 15,000 | $14,000 | 0.0% | $2.87 | — | COM | 92911N104 |
| CPB | CAMPBELL SOUP COMPANY | 308 | $13,000 | 0.0% | $35.71 | -13.8% | COM | 134429109 |
| — | VICAL INC | 11,800 | $13,000 | 0.0% | $2.88 | — | COM | 925602104 |
| — | SUMMIT HOTEL PPTY 7.875% PFD CALLABLE | 500 | $13,000 | 0.0% | $26.00 | — | PRE | 866082308 |
| BIIB | BIOGEN IDEC INC DUTCH TENDER EXP: 06/26/2 | 40 | $13,000 | 0.0% | $329.72 | 0.0% | COM | 09062X103 |
| — | BERRY PLASTICS GROUP INC** PENDING ENLISTMENT **-- BEST EFFO | 500 | $13,000 | 0.0% | $26.00 | — | COM | 08579W103 |
| — | RICE ENERGY INC ** PENDING ENLISTMENT **-- BEST EFFO | 500 | $13,000 | 0.0% | $30.00 | — | COM | 762760106 |
| AGRO | ADECOAGRO SA F** PENDING ENLISTMENT **-- BEST EFFO | 1,500 | $13,000 | 0.0% | $6.08 | +39.7% | FGO | L00849106 |
| TER | TERADYNE INCORPORATED | 668 | $13,000 | 0.0% | $15.87 | +14.4% | COM | 880770102 |
| — | NUVEEN NJ INVT QLTY MUN | 1,000 | $13,000 | 0.0% | $13.00 | — | CEM | 670971100 |
| — | PATENT PROPERTIES INC | 4,500 | $12,000 | 0.0% | $3.86 | — | COM | 703070102 |
| NMR | NOMURA HOLDINGS NEW ADRFSPONSORED ADR | 2,000 | $12,000 | 0.0% | $8.00 | — | ADR | 65535H208 |
| HST | HOST HOTELS & RESORTS REIT | 554 | $12,000 | 0.0% | $11.10 | +26.4% | RET | 44107P104 |
| EARN | ELLINGTON RES MTG REIT ** PENDING ENLISTMENT **-- BEST EFFO | 750 | $12,000 | 0.0% | $16.00 | — | RET | 288578107 |
| — | LIBERTY MEDIA HLDG CP A TRADES W I SEC# 3916-393INTERACTIVE | 416 | $12,000 | 0.0% | $24.04 | — | COM | 53071M104 |
| — | PEOPLES UNITED FINL INC | 833 | $12,000 | 0.0% | $14.41 | — | COM | 712704105 |
| — | PHARMACYCLICS INC | 100 | $12,000 | 0.0% | $100.00 | — | COM | 716933106 |
| — | LIBERTY MEDIA CORP SERIES C | 224 | $11,000 | 0.0% | $49.11 | — | COM | 531229300 |
| — | KINDER MORGAN MGMT LLC | 115 | $11,000 | 0.0% | $95.65 | — | COM | 49455U100 |
| KN | KNOWLES CORPORATION | 400 | $11,000 | 0.0% | $30.49 | +0.1% | COM | 49926D109 |
| — | KANSAS CITY SOUTHERN | 93 | $11,000 | 0.0% | $118.28 | — | COM | 485170302 |
| VOT | VANGUARD MID CAP GROWTH | 110 | $11,000 | 0.0% | $90.91 | — | UIE | 922908538 |
| — | XO GROUP INC | 1,000 | $11,000 | 0.0% | $11.00 | — | COM | 983772104 |
| ATI | ALLEGHENY TECH INC NEW | 290 | $11,000 | 0.0% | $31.03 | +28.6% | COM | 01741R102 |
| UDR | UDR INC REIT | 400 | $11,000 | 0.0% | $15.60 | +24.3% | RET | 902653104 |
| — | MOBILEIRON INC ** PENDING ENLISTMENT **-- BEST EFFO | 1,000 | $11,000 | 0.0% | $10.00 | — | COM | 60739U204 |
| MCHP | MICROCHIP TECHNOLOGY INC | 231 | $11,000 | 0.0% | $18.87 | 0.0% | COM | 595017104 |
| WMMVY | WAL-MART DE CV SPN ADR FSPONSORED ADR | 444 | $11,000 | 0.0% | $24.77 | — | ADR | 93114W107 |
| — | WEATHERFORD INTL NEW F | 541 | $11,000 | 0.0% | $20.33 | — | FGO | G48833100 |
| CSX | C S X CORP | 300 | $10,000 | 0.0% | $20.00 | -56.9% | COM | 126408103 |
| SSYS | STRATASYS LTD F | 80 | $10,000 | 0.0% | $113.02 | 0.0% | FGO | M85548101 |
| — | WILLIS GRP HLDGS PUBLICF | 245 | $10,000 | 0.0% | $32.65 | — | FGO | G96666105 |
| — | CINCINNATI BELL INC | 3,000 | $10,000 | 0.0% | $2.67 | — | COM | 171871106 |
| — | NATIONAL OILWELL VARCO | 125 | $10,000 | 0.0% | $80.00 | — | COM | 637071101 |
| — | POWERSHARES GLOBAL WATER** PENDING ENLISTMENT **-- BEST EFFO | 400 | $10,000 | 0.0% | $20.00 | — | UIE | 73935X575 |
| ADBE | ADOBE SYSTEMS INC | 150 | $10,000 | 0.0% | $40.00 | +77.2% | COM | 00724F101 |
| — | MALLINCKRODT PUB F | 113 | $10,000 | 0.0% | $88.50 | — | FGO | G5785G107 |
| NXPI | NXP SEMICONDUCTORS NV F** PENDING ENLISTMENT **-- BEST EFFO | 133 | $9,000 | 0.0% | $36.59 | +61.5% | FGO | N6596X109 |
| — | ADT CORP | 250 | $9,000 | 0.0% | $48.00 | — | COM | 00101J106 |
| ADM | ARCHER-DANIELS-MIDLND CO | 182 | $9,000 | 0.0% | $35.26 | 0.0% | COM | 039483102 |
| TELFY | TELEFONICA SPON ADR FSPONSORED ADR 1 ADR REP 3 | 600 | $9,000 | 0.0% | $13.33 | — | ADR | 879382208 |
| — | VMWARE INC ** PENDING ENLISTMENT **-- BEST EFFO | 100 | $9,000 | 0.0% | $70.00 | — | COM | 928563402 |
| WYNN | WYNN RESORTS | 50 | $9,000 | 0.0% | $120.00 | +38.8% | COM | 983134107 |
| — | LIVEDEAL INC NEW | 3,000 | $9,000 | 0.0% | $7.00 | — | COM | 538144304 |
| CME | CME GROUP INC CL A CLASS A | 111 | $9,000 | 0.0% | $47.90 | 0.0% | COM | 12572Q105 |
| LULU | LULULEMON CORP ** PENDING ENLISTMENT **-- BEST EFFO | 200 | $8,000 | 0.0% | $49.89 | -19.3% | COM | 550021109 |
| — | PRECISION CASTPARTS CORP | 33 | $8,000 | 0.0% | $205.20 | — | COM | 740189105 |
| — | GUGGENHEIM ETF NEW SOLAR ENERGY | 200 | $8,000 | 0.0% | $15.00 | — | UIE | 18383Q739 |
| HIG | HARTFORD FINL SVCS GRP | 225 | $8,000 | 0.0% | $22.22 | +28.1% | COM | 416515104 |
| FLS | FLOWSERVE CORPORATION | 111 | $8,000 | 0.0% | $59.57 | 0.0% | COM | 34354P105 |
| ETN | EATON CORP PLC F | 119 | $8,000 | 0.0% | $54.13 | 0.0% | FGO | G29183103 |
| — | HEIDRICK&STRUGGLES INTL | 400 | $8,000 | 0.0% | $15.00 | — | COM | 422819102 |
| — | AFFYMETRIX INC | 1,000 | $8,000 | 0.0% | $4.00 | — | COM | 00826T108 |
| — | VARIAN MEDICAL SYSTEMS | 100 | $8,000 | 0.0% | $80.00 | — | COM | 92220P105 |
| — | SILVER BAY RLTY TR CORP | 488 | $8,000 | 0.0% | $16.39 | — | RET | 82735Q102 |
| — | VIACOM INC CL B NEW | 98 | $8,000 | 0.0% | $54.98 | — | COM | 92553P201 |
| — | COVANCE INC | 100 | $8,000 | 0.0% | $90.00 | — | COM | 222816100 |
| — | MARATHON OIL CORP | 195 | $7,000 | 0.0% | $33.93 | — | COM | 565849106 |
| — | INERGETICS INC NEW | 150,000 | $7,000 | 0.0% | $0.25 | — | COM | 45671Q204 |
| FANUY | FANUC LTD ADR FUNSPONSORED ADR 1 ADR REPS . | 228 | $7,000 | 0.0% | $30.70 | — | ADR | 307305102 |
| AES | A E S CORP | 525 | $7,000 | 0.0% | $7.49 | +31.5% | COM | 00130H105 |
| NOK | NOKIA CORP SPON ADR F1 ADR REP 1 NOKIA CORPS | 768 | $6,000 | 0.0% | $5.37 | — | ADR | 654902204 |
| TKR | TIMKEN COMPANY | 136 | $6,000 | 0.0% | $46.02 | 0.0% | COM | 887389104 |
| MTUS | TIMKENSTEEL CORP | 122 | $6,000 | 0.0% | $45.14 | 0.0% | COM | 887399103 |
| DGX | QUEST DIAGNOSTIC INC | 102 | $6,000 | 0.0% | $46.66 | +5.1% | COM | 74834L100 |
| — | ORGANOVO HLDGS INC | 1,000 | $6,000 | 0.0% | $11.00 | — | COM | 68620A104 |
| SOCL | GLOBAL X SOCIAL MEDIA FDSOCIAL MEDIA INDEX ETF | 300 | $6,000 | 0.0% | $20.00 | — | UIE | 37950E416 |
| — | CAREFUSION CORP | 108 | $5,000 | 0.0% | $37.04 | — | COM | 14170T101 |
| SPYG | SPDR S&P 500 GROWTH ETF | 58 | $5,000 | 0.0% | $68.97 | — | UIE | 78464A409 |
| — | NEW MEDIA INV GRP INC | 295 | $5,000 | 0.0% | $13.56 | — | COM | 64704V106 |
| — | CBS CORPORATION CL B NEW | 99 | $5,000 | 0.0% | $39.49 | — | COM | 124857202 |
| — | TIME INC | 233 | $5,000 | 0.0% | $25.75 | — | COM | 887228104 |
| AJG | GALLAGHER ARTHUR J & CO | 100 | $5,000 | 0.0% | $30.00 | +23.3% | COM | 363576109 |
| — | STAPLES INC | 450 | $5,000 | 0.0% | $15.56 | — | COM | 855030102 |
| — | HEMISPHERX BIOPHARMA INC | 15,500 | $5,000 | 0.0% | $0.24 | — | COM | 42366C103 |
| — | PLAINS GP HLDGS L P ** PENDING ENLISTMENT **-- BEST EFFO | 147 | $5,000 | 0.0% | $34.01 | — | MLP | 72651A108 |
| — | EQUITY COMMONWEALTH | 152 | $4,000 | 0.0% | $26.32 | — | COM | 294628102 |
| MTN | VAIL RESORTS INC | 50 | $4,000 | 0.0% | $67.63 | +17.4% | COM | 91879Q109 |
| OKE | ONEOK INC NEW | 65 | $4,000 | 0.0% | $33.40 | 0.0% | COM | 682680103 |
| — | CYTOMEDIX INC NEW | 10,000 | $4,000 | 0.0% | $0.50 | — | COM | 23283B204 |
| — | BB&T CORPORATION | 107 | $4,000 | 0.0% | $38.10 | — | COM | 054937107 |
| — | UBS AG UNKNOWN 04/02/2040 | 97 | $4,000 | 0.0% | $41.24 | — | UIE | 902641646 |
| NKE | NIKE INC CLASS B | 44 | $4,000 | 0.0% | $50.42 | -31.8% | COM | 654106103 |
| — | JUNIPER NETWORKS INC | 200 | $4,000 | 0.0% | $20.00 | — | COM | 48203R104 |
| SHW | SHERWIN WILLIAMS CO | 20 | $4,000 | 0.0% | $63.79 | 0.0% | COM | 824348106 |
| SSL | SASOL LIMITED SPON ADR FSPONSORED ADR | 69 | $4,000 | 0.0% | $57.97 | — | ADR | 803866300 |
| ADI | ANALOG DEVICES INC | 80 | $4,000 | 0.0% | $41.49 | -2.5% | COM | 032654105 |
| — | TCW STRATEGIC INCM FUND | 660 | $4,000 | 0.0% | $6.06 | — | CEM | 872340104 |
| — | AETNA INC NEW | 48 | $4,000 | 0.0% | $83.33 | — | COM | 00817Y108 |
| SAM | BOSTON BEER CO INC CL A CLASS A | 19 | $4,000 | 0.0% | $223.81 | 0.0% | COM | 100557107 |
| — | COVIDIEN PLC NEW F | 42 | $4,000 | 0.0% | $71.43 | — | FGO | G2554F113 |
| BAESY | BAE SYSTEMS PLC ADR FSPONSORED ADR | 89 | $3,000 | 0.0% | $33.71 | — | ADR | 05523R107 |
| SF | STIFEL FINANCIAL CORP | 63 | $3,000 | 0.0% | $27.68 | 0.0% | COM | 860630102 |
| — | JSC MMC NORILSK ADR FSPONSORED ADR | 156 | $3,000 | 0.0% | $19.23 | — | ADR | 46626D108 |
| — | BARRICK GOLD CORP F | 172 | $3,000 | 0.0% | $17.44 | — | FGC | 067901108 |
| A | AGILENT TECHNOLOGIES INCTENDER OFFER EXP: 12/13/0 | 50 | $3,000 | 0.0% | $37.33 | -0.4% | COM | 00846U101 |
| — | YAMANA GOLD INC F | 452 | $3,000 | 0.0% | $17.70 | — | FGC | 98462Y100 |
| RRC | RANGE RESOURCES CORP | 47 | $3,000 | 0.0% | $63.36 | +20.4% | COM | 75281A109 |
| CDP | CORP OFFICE PPTYS SBI REIT | 130 | $3,000 | 0.0% | $23.08 | — | RET | 22002T108 |
| CNK | CINEMARK HOLDINGS INC | 100 | $3,000 | 0.0% | $30.00 | -4.9% | COM | 17243V102 |
| MSI | MOTOROLA SOLUTIONS INC | 51 | $3,000 | 0.0% | $58.82 | -11.4% | COM | 620076307 |
| — | ING GROEP N.V. 6.125% 09/26/2099 PFD CALLABLE | 133 | $3,000 | 0.0% | $22.56 | — | PRE | 456837509 |
| — | CARLYLE GROUP ** PENDING ENLISTMENT **-- BEST EFFO | 109 | $3,000 | 0.0% | $36.70 | — | MLP | 14309L102 |
| BRO | BROWN & BROWN INC | 100 | $3,000 | 0.0% | $30.00 | -52.7% | COM | 115236101 |
| — | L BRANDS INC | 40 | $3,000 | 0.0% | $50.00 | — | COM | 501797104 |
| PCG | P G & E CORP | 56 | $3,000 | 0.0% | $36.96 | +10.4% | COM | 69331C108 |
| VEU | VANGUARD INTL EQTY INDEXFTSE ALL WORLD EX US ETF | 58 | $3,000 | 0.0% | $51.72 | — | UIE | 922042775 |
| NWS | NEWS CORP NEW CL B | 152 | $2,000 | 0.0% | $14.97 | +1.0% | COM | 65249B208 |
| LYV | LIVE NATION ENTMT INC | 72 | $2,000 | 0.0% | $13.89 | +66.4% | COM | 538034109 |
| — | CA INC | 60 | $2,000 | 0.0% | $33.33 | — | COM | 12673P105 |
| CAG | CONAGRA FOODS INC | 56 | $2,000 | 0.0% | $16.04 | +4.3% | COM | 205887102 |
| IP | INTERNATIONAL PAPER CO DUTCH TENDER OFFER EXP: 09/13/2 | 32 | $2,000 | 0.0% | $28.63 | 0.0% | COM | 460146103 |
| — | LEVEL 3 COMMUN NEW | 40 | $2,000 | 0.0% | $25.00 | — | COM | 52729N308 |
| — | HARRIS CORPORATION | 25 | $2,000 | 0.0% | $80.00 | — | COM | 413875105 |
| — | RCS CAPITAL CORP ** PENDING ENLISTMENT **-- BEST EFFO | 83 | $2,000 | 0.0% | $24.10 | — | COM | 74937W102 |
| — | RALLY SOFTWARE DEV CORP ** PENDING ENLISTMENT **-- BEST EFFO | 132 | $2,000 | 0.0% | $22.73 | — | COM | 751198102 |
| AMAT | APPLIED MATERIALS INC | 100 | $2,000 | 0.0% | $11.82 | +62.2% | COM | 038222105 |
| — | HAWAIIAN HOLDINGS INC | 180 | $2,000 | 0.0% | $16.67 | — | COM | 419879101 |
| — | ARCH COAL INC | 1,000 | $2,000 | 0.0% | $7.33 | — | COM | 039380100 |
| ENB | ENBRIDGE INC F | 52 | $2,000 | 0.0% | $38.46 | -31.3% | FGC | 29250N105 |
| TAP | MOLSON COORS BREWING CLB | 30 | $2,000 | 0.0% | $55.38 | 0.0% | COM | 60871R209 |
| HTHIY | HITACHI LTD ADR NEW FSPONSORED ADR | 32 | $2,000 | 0.0% | $62.50 | — | ADR | 433578507 |
| — | AOL INC | 46 | $2,000 | 0.0% | $21.74 | — | COM | 00184X105 |
| — | SEVENTY SEVEN ENERGY | 65 | $2,000 | 0.0% | $30.77 | — | COM | 818097107 |
| AXS | AXIS CAPITAL HLDG LTD F | 47 | $2,000 | 0.0% | $33.92 | 0.0% | FGO | G0692U109 |
| — | CENTRAL FD CDA LTD CLA FCLASS A | 200 | $2,000 | 0.0% | $20.00 | — | CEM | 153501101 |
| — | VECTREN CORP | 58 | $2,000 | 0.0% | $35.08 | — | COM | 92240G101 |
| — | ROUSE PPTYS INC | 146 | $2,000 | 0.0% | $13.70 | — | RET | 779287101 |
| UOVEY | UTD OVERSEAS BK SPN ADRFSPONSORED ADR | 64 | $2,000 | 0.0% | $31.25 | — | ADR | 911271302 |
| — | TERRA TECH CORP | 5,000 | $2,000 | 0.0% | $0.40 | — | COM | 88102J100 |
| ROBOF | ROBO GROUP TEK LTD ORD F | 2,000 | $1,000 | 0.0% | $0.56 | +21.6% | FGO | M20330102 |
| — | MANDALAY DIGITAL GP NEW | 197 | $1,000 | 0.0% | $5.08 | — | COM | 562562207 |
| MJNA | MEDICAL MARIJUANA INC | 5,000 | $1,000 | 0.0% | $0.16 | 0.0% | COM | 58463A105 |
| PRTA | PROTHENA CORP PLC F | 48 | $1,000 | 0.0% | $25.08 | -15.5% | FGO | G72800108 |
| DNOW | NOW INC | 31 | $1,000 | 0.0% | $33.70 | -2.8% | COM | 67011P100 |
| — | NATURAL RESOURCE PTNR LP | 100 | $1,000 | 0.0% | $10.00 | — | MLP | 63900P103 |
| — | TATA MOTORS LTD ADR FSPONSORED ADR | 31 | $1,000 | 0.0% | $32.26 | — | ADR | 876568502 |
| — | LONDON PAC & PARTNERS | 450,000 | $1,000 | 0.0% | $0.00 | — | COM | 05955K109 |
| NEM | NEWMONT MINING CORP | 56 | $1,000 | 0.0% | $27.22 | -27.0% | COM | 651639106 |
| AAL | AMERICAN AIRLS GROUP INC | 37 | $1,000 | 0.0% | $36.77 | +1.0% | COM | 02376R102 |
| — | ADAMS RES & ENERGY NEW | 25 | $1,000 | 0.0% | $40.00 | — | COM | 006351308 |
| — | ASTRAZENECA PLC ADR FSPONSORED ADR | 13 | $1,000 | 0.0% | $76.92 | — | ADR | 46353108 |
| — | TIVO INC | 50 | $1,000 | 0.0% | $20.00 | — | COM | 888706108 |
| IWM | ISHARES TR RUSSELL 2000 WITH STOCK SPLIT SHARES RUSSELL 2000 | 10 | $1,000 | 0.0% | $100.00 | — | UIE | 464287655 |
| — | HOSPIRA ODDLOT OFFER | 26 | $1,000 | 0.0% | $38.46 | — | COM | 441060100 |
| E | ENI S P A SPON ADR FSPONSORED ADR | 23 | $1,000 | 0.0% | $43.48 | — | ADR | 26874R108 |
| — | FUELCELL ENERGY INC | 500 | $1,000 | 0.0% | $2.00 | — | COM | 35952H106 |
| BB | BLACKBERRY LTD F | 30 | $0 | 0.0% | $9.38 | +9.0% | FGC | 09228F103 |
| — | ALLIED IRISH BANK ORD FIRISH SHARES | 2,000 | $0 | 0.0% | — | — | UFO | G02072117 |
| — | RLJ ENTERTAINMENT INC | 69 | $0 | 0.0% | — | — | COM | 74965F104 |
| RMBS | RAMBUS INC DEL | 30 | $0 | 0.0% | $9.01 | +40.1% | COM | 750917106 |
| — | SPECTRUM PHARMS INC | 2 | $0 | 0.0% | — | — | COM | 84763A108 |
| SANM | SANMINA CORPORATION | 4 | $0 | 0.0% | $16.76 | +38.8% | COM | 801056102 |
| SCNTQ | SCIENT INC NEW | 268 | $0 | 0.0% | $0.00 | 0.0% | COM | 808649305 |
| — | HEMP INC | 10,000 | $0 | 0.0% | — | — | COM | 423703107 |
| — | ASIANA CORP | 1 | $0 | 0.0% | — | — | COM | 04517U101 |
| ZAHA | ZAHAV INC | 2 | $0 | 0.0% | — | — | COM | 988850103 |
| — | SPIRE CORP | 1,000 | $0 | 0.0% | $1.00 | — | COM | 848565107 |
| — | FRONTIER COMMUNICATIONS | 13 | $0 | 0.0% | — | — | COM | 35906A108 |
| SDNVY | SIVERSA SIDERURGICA ADRFSPONSORED ADR | 57 | $0 | 0.0% | — | — | ADR | 825865603 |
| — | POWER 3 MEDICAL PRODUCTSTRADING SUSPENDED BY THESEC UNTIL 09 | 75,000 | $0 | 0.0% | — | — | COM | 73936A103 |
| — | GROWLIFE INC TRADING SUSPENDED BY THESEC UNTIL 04 | 5,000 | $0 | 0.0% | — | — | COM | 39985X104 |
| OHTR | OASIS HOTL RESRT& CASINO | 2 | $0 | 0.0% | — | — | COM | 674198106 |
| NXPS | NEXPRISE INC NEW | 33 | $0 | 0.0% | — | — | COM | 65333Q202 |
| — | CANNABIS SCIENCE INC | 5,000 | $0 | 0.0% | — | — | COM | 137648101 |
| — | NANOTECH ENTMT INC | 5,000 | $0 | 0.0% | — | — | COM | 63009Y104 |
| — | CONCURRENT COMPUTER NEW | 32 | $0 | 0.0% | — | — | COM | 206710402 |
| — | IMATION CORP | 100 | $0 | 0.0% | $10.00 | — | COM | 45245A107 |
| — | CHINA BIO ENERGY CORP | 6 | $0 | 0.0% | — | — | COM | 168933109 |
| — | BIONEUTRAL GROUP INC | 69,340 | $0 | 0.0% | — | — | COM | 090621103 |
| — | WELLS FARGO & CO 6.75% PFD | 1 | $0 | 0.0% | — | — | PRE | 949746887 |
| — | ADAMS EXPRESS CO | 30 | $0 | 0.0% | — | — | CEM | 006212104 |
| EVRC | EVERCEL INC | 466 | $0 | 0.0% | $0.24 | -23.0% | COM | 299759100 |
| — | THESTREET INC | 100 | $0 | 0.0% | — | — | COM | 88368Q103 |
| — | TELEFONICA BRASIL ADR FSPONSORED ADR 1 ADR REPS 1 | 1 | $0 | 0.0% | — | — | ADR | 87936R106 |
| — | XOMA CORP | 3 | $0 | 0.0% | — | — | COM | 98419J107 |
| PDNLB | PRESIDENTIAL REALTY CL BREIT | 53 | $0 | 0.0% | — | — | RET | 741004204 |
| TRGM | TARGETED MED PHARMA INC | 500 | $0 | 0.0% | $0.85 | -12.9% | COM | 876140104 |
| — | MYECHECK INC NEW | 10,000 | $0 | 0.0% | $0.10 | — | COM | 62847L209 |
| — | ALLIANCEBERNSTEIN GLOBAL | 1 | $0 | 0.0% | — | — | CEM | 01879R106 |